# MacKay Shields Defensive Bond Arbitrage Fund Ltd. — Form D/A

MacKay Shields Defensive Bond Arbitrage Fund Ltd. of HAMILTON, D0, a pooled investment fund, filed a Form D amendment with the SEC on 2019-10-04. $521.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2019-10-04
- Form: D/A
- Accession: 0001567619-19-019258
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.7
- Amount sold: $521.7M
- Minimum investment: $1.0M
- Investors: 33
- Date of first sale: 2004-11-01
- Security types: equity, fund interests
- SEC file number: 021-149370

## Issuer

- Name: MacKay Shields Defensive Bond Arbitrage Fund Ltd.
- CIK: 0001502133
- Entity type: Other
- Jurisdiction: BERMUDA
- Address: CLARENDON HOUSE, 2 CHURCH STREET, HAMILTON, D0, HM 11
- Phone: 212-758-5400

## Officers, directors & promoters (11)

| Name | Role | Location |
| --- | --- | --- |
| Rene A Bustamante | Director | Princeton, NJ |
| N/A MacKay Shields LLC | Promoter | New York, NY |
| Young A Lee | Director | New York, NY |
| Dawn C Griffiths | Director | Hamilton, D0 |
| N/A C MacKay Shields LLC | Promoter | New York, NY |
| Rene Arturo Bustamante | Executive Officer | New York, NY |
| Young Arturo Lee | Director | New York, NY |
| Young P Lee | Director | New York, NY |
| Lucille P Protas | Director | New York, NY |
| Dan P Roberts | Director | New York, NY |
| John CR Collis | Director | Hamilton, D0 |

## Other filings by this issuer (15)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-10-03](https://search.stillhousedata.com/formd/0001502133-25-000003) | D/A | — | $611.0M |
| [2024-10-03](https://search.stillhousedata.com/formd/0001137439-24-001415) | D/A | — | $607.5M |
| [2023-10-03](https://search.stillhousedata.com/formd/0001567619-23-007336) | D/A | — | $607.2M |
| [2022-10-03](https://search.stillhousedata.com/formd/0001567619-22-018018) | D/A | — | $603.5M |
| [2021-10-01](https://search.stillhousedata.com/formd/0001567619-21-017690) | D/A | — | $597.1M |
| [2020-10-02](https://search.stillhousedata.com/formd/0001567619-20-017395) | D/A | — | $570.5M |
| [2018-10-05](https://search.stillhousedata.com/formd/0001567619-18-003772) | D/A | — | $457.2M |
| [2017-10-05](https://search.stillhousedata.com/formd/0001502133-17-000002) | D/A | — | $435.2M |
| [2016-10-07](https://search.stillhousedata.com/formd/0001502133-16-000004) | D/A | — | $426.3M |
| [2015-10-09](https://search.stillhousedata.com/formd/0001502133-15-000002) | D/A | — | $401.0M |
| [2014-10-09](https://search.stillhousedata.com/formd/0001181431-14-034091) | D/A | — | $368.9M |
| [2013-10-09](https://search.stillhousedata.com/formd/0001181431-13-053250) | D/A | — | $295.7M |
| [2012-10-09](https://search.stillhousedata.com/formd/0001181431-12-054086) | D/A | — | $277.2M |
| [2011-10-17](https://search.stillhousedata.com/formd/0001181431-11-052812) | D/A | — | $225.4M |
| [2010-10-21](https://search.stillhousedata.com/formd/0001181431-10-051560) | D | — | $174.4M |

## More

- [CIK 1502133 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1502133&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001567619-19-019258.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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