# ES Bancshares, Inc. — Form D

ES Bancshares, Inc. of NEWBURGH, NY, a company, filed a Form D exempt-offering notice with the SEC on 2019-10-28. The offering totals $10.5M, of which $10.5M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2019-10-28
- Form: D
- Accession: 0001567619-19-020032
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $10.5M
- Amount sold: $10.5M
- Investors: 14
- Date of first sale: 2019-10-18
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-351965

## Issuer

- Name: ES Bancshares, Inc.
- CIK: 0001358254
- Entity type: Corporation
- Jurisdiction: MARYLAND
- Incorporated: 2006
- Address: 68 NORTH PLANK ROAD, NEWBURGH, NY, 12550
- Phone: (866) 646-0003

## Officers, directors & promoters (39)

_Showing 25 of 39 people._

| Name | Role | Location |
| --- | --- | --- |
| Michael O'Brien | Director | Columbus, OH |
| Kelly Zhong | Director | Newburgh, NY |
| Michael Menicucci | Director | Newburgh, NY |
| David Mesches, M.D. | Director | Newburgh, NY |
| Michael Ostrow | Director | Newburgh, NY |
| Albert Pagano | Director | Newburgh, NY |
| Walter Daszkowski | Director | Newburgh, NY |
| Penda Aiken | Director | Newburgh, NY |
| Thomas Sperzel | Director | Newburgh, NY |
| Thomas Sperzel | Executive Officer | Newburgh, NY |
| David Freer, Jr. | Director | Newburgh, NY |
| Philip Guarnieri | Director | Newburgh, NY |
| Philip Guarnieri | Executive Officer | Newburgh, NY |
| Thomas Weddell | Director | Newburgh, NY |
| Gale Foster | Director | Newburgh, NY |
| Andrew Finkelstein | Director | Newburgh, NY |
| Peter Savago | Director | Newburgh, NY |
| David P Freer, Jr. | Director | Newburgh, NY |
| Andrew G Finkelstein | Director | Newburgh, NY |
| Thomas P Sperzel | Executive Officer | Newburgh, NY |
| Walter J Daszkowski | Director | Newburgh, NY |
| Philip P Guarnieri | Director | Newburgh, NY |
| Philip P Guarnieri | Executive Officer | Newburgh, NY |
| Anthony P Costa | Director | Newburgh, NY |
| Anthony P Costa | Executive Officer | Newburgh, NY |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-11-03](https://search.stillhousedata.com/formd/0001567619-20-018604) | D | $14.0M | $14.0M |
| [2019-01-03](https://search.stillhousedata.com/formd/0001567619-19-000137) | D | $7.0M | $1.3M |
| [2017-12-29](https://search.stillhousedata.com/formd/0001140361-17-047749) | D | $7.5M | $2.7M |
| [2014-01-13](https://search.stillhousedata.com/formd/0001140361-14-001912) | D/A | $2.0M | $2.0M |
| [2013-04-26](https://search.stillhousedata.com/formd/0001358254-13-000001) | D | $2.0M | $1.1M |
| [2010-01-12](https://search.stillhousedata.com/formd/0000943374-10-000044) | D | — | $1.1M |

## More

- [CIK 1358254 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1358254&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001567619-19-020032.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.