# Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC — Form D/A

Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC of BEDMINSTER, NJ, a pooled investment fund, filed a Form D amendment with the SEC on 2021-06-04. $10.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2021-06-04
- Form: D/A
- Accession: 0001567619-21-011695
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.1
- Amount sold: $10.3M
- Minimum investment: $100K
- Investors: 41
- Date of first sale: 2018-05-22
- Security types: fund interests
- SEC file number: 021-314219

## Issuer

- Name: Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC
- CIK: 0001721339
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2017
- Address: 1 PLUCKEMIN WAY, SUITE 303, BEDMINSTER, NJ, 07921
- Phone: (908) 375-8042

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| - Oliver Luxxe Assets, LLC | Promoter | Gladstone, NJ |
| --- Carapace Financial Advisors LLC | Executive Officer | Bedminster, NJ |
| Joseph Sharma | Promoter | Gladstone, NJ |
| Frederick Ziwot | Executive Officer | Bedminster, NJ |
| N/A Carapace Financial Advisors LLC | Executive Officer | Bedminster, NJ |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-10-08](https://search.stillhousedata.com/formd/0001721339-25-000005) | D/A | — | $11.5M |
| [2024-10-09](https://search.stillhousedata.com/formd/0001721339-24-000001) | D/A | — | $11.5M |
| [2023-10-13](https://search.stillhousedata.com/formd/0001721339-23-000002) | D/A | — | $11.4M |
| [2022-10-14](https://search.stillhousedata.com/formd/0001567619-22-018515) | D/A | — | $10.3M |
| [2020-06-04](https://search.stillhousedata.com/formd/0001567619-20-011681) | D/A | — | $10.1M |
| [2019-06-07](https://search.stillhousedata.com/formd/0001567619-19-013039) | D/A | — | $10.0M |
| [2018-06-08](https://search.stillhousedata.com/formd/0001140361-18-027838) | D | — | $10.0M |

## More

- [CIK 1721339 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1721339&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001567619-21-011695.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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