# RCS Capital Corp — Form D

RCS Capital Corp of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2014-05-13. The offering totals $390.0M, of which $390.0M was reported sold. Industry: REITS and Finance.

## Offering

- Filed: 2014-05-13
- Form: D
- Accession: 0001568832-14-000004
- Industry: REITS and Finance
- Exemptions: 06b
- Total offering: $390.0M
- Amount sold: $390.0M
- Investors: 5
- Date of first sale: 2014-04-29
- Security types: equity, debt
- Revenue range: Decline to Disclose
- SEC file number: 021-217307

## Issuer

- Name: RCS Capital Corp
- CIK: 0001568832
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: 405 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 866-904-2988

## Officers, directors & promoters (24)

| Name | Role | Location |
| --- | --- | --- |
| Mark S Auerbach | Director | New York, NY |
| Brian S Block | Director | New York, NY |
| Jeffrey J Brown | Director | New York, NY |
| Peter M Budko | Director | Raleigh, NC |
| Nicholas S Schorsch | Director | New York, NY |
| EDWARD M WEIL, JR. | Director | NEW YORK, NY |
| Howell D Wood | Director | New York, NY |
| Peter M Budko | Executive Officer | Raleigh, NC |
| Brian D Jones | Executive Officer | New York, NY |
| Brian D Nygaard | Executive Officer | New York, NY |
| Nicholas S Schorsch | Executive Officer | New York, NY |
| EDWARD M WEIL, JR. | Executive Officer | NEW YORK, NY |
| Anthony D Civale | Director | New York, NY |
| Mark H Auerbach | Director | New York, NY |
| John H Grady | Executive Officer | New York, NY |
| C. Thomas McMillen | Director | New York, NY |
| Brian L Nygaard | Executive Officer | New York, NY |
| Mark D Auerbach | Director | New York, NY |
| Edward Michael Weil, Jr. | Director | New York, NY |
| Edward Michael Weil, Jr. | Executive Officer | New York, NY |
| Thomas C McMillen | Director | New York, NY |
| William M Kahane | Director | New York, NY |
| William M Kahane | Executive Officer | New York, NY |
| Marc D Rowan | Director | Purchase, NY |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-08-31](https://search.stillhousedata.com/formd/0001568832-15-000024) | D | $37.5M | $37.5M |
| [2015-08-31](https://search.stillhousedata.com/formd/0001568832-15-000023) | D | $16.7M | $16.7M |
| [2015-08-26](https://search.stillhousedata.com/formd/0001568832-15-000022) | D | $32.3M | $32.3M |
| [2015-03-30](https://search.stillhousedata.com/formd/0001568832-15-000009) | D | $6.3M | $6.3M |
| [2015-03-23](https://search.stillhousedata.com/formd/0001568832-15-000008) | D | $26.8M | $26.8M |
| [2015-01-23](https://search.stillhousedata.com/formd/0001568832-15-000003) | D/A | $1.4M | $1.4M |
| [2015-01-23](https://search.stillhousedata.com/formd/0001568832-15-000002) | D/A | $15.7M | $4.9M |
| [2015-01-23](https://search.stillhousedata.com/formd/0001568832-15-000001) | D/A | $10.0M | $10.0M |
| [2014-10-08](https://search.stillhousedata.com/formd/0001568832-14-000022) | D | $10.0M | $10.0M |
| [2014-07-30](https://search.stillhousedata.com/formd/0001568832-14-000012) | D | $1.4M | $1.4M |
| [2014-06-30](https://search.stillhousedata.com/formd/0001568832-14-000011) | D | $15.7M | $4.9M |
| [2014-06-16](https://search.stillhousedata.com/formd/0001568832-14-000010) | D | $50.0M | $50.0M |

## More

- [CIK 1568832 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1568832&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001568832-14-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.