# NIS Short Duration High Yield Fund, LLC — Form D/A

NIS Short Duration High Yield Fund, LLC of MILWAUKEE, WI, a pooled investment fund, filed a Form D amendment with the SEC on 2022-11-03. $62.2M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2022-11-03
- Form: D/A
- Accession: 0001573178-22-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $62.2M
- Investors: 4
- Date of first sale: 2013-11-15
- Security types: equity, fund interests
- SEC file number: 021-207359

## Issuer

- Name: NIS Short Duration High Yield Fund, LLC
- CIK: 0001573178
- Entity type: Limited Liability Company
- Jurisdiction: WISCONSIN
- Incorporated: 2013
- Address: 777 E WISCONSIN AVENUE, MILWAUKEE, WI, 53202
- Phone: (414) 765-1980

## Officers, directors & promoters (17)

| Name | Role | Location |
| --- | --- | --- |
| Scott O Van Lith | Director | Milwaukee, WI |
| Scott O Van Lith | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Promoter | Milwaukee, WI |
| Robert NA Brooks | Director | Oak Brook, IL |
| Robert NA Brooks | Executive Officer | Oak Brook, IL |
| Bartlett Joseph McCartin III | Director | Oak Brook, IL |
| Bartlett Joseph McCartin III | Executive Officer | Oak Brook, IL |
| Larry H Haslee | Executive Officer | Milwaukee, WI |
| Norman E Sidler | Director | Milwaukee, WI |
| Norman E Sidler | Executive Officer | Milwaukee, WI |
| Bartlett J McCartin | Director | Milwaukee, WI |
| Bartlett J McCartin | Executive Officer | Milwaukee, WI |
| Kent J White | Director | Milwaukee, WI |
| Kent J White | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Promoter | Milwaukee, WI |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-10-23](https://search.stillhousedata.com/formd/0001573178-25-000002) | D/A | — | $66.9M |
| [2024-10-31](https://search.stillhousedata.com/formd/0001573178-24-000001) | D/A | — | $65.7M |
| [2023-11-01](https://search.stillhousedata.com/formd/0001573178-23-000001) | D/A | — | $62.5M |
| [2021-11-05](https://search.stillhousedata.com/formd/0001286269-21-000005) | D/A | — | $61.6M |
| [2020-11-12](https://search.stillhousedata.com/formd/0001573178-20-000001) | D/A | — | $57.5M |
| [2019-11-13](https://search.stillhousedata.com/formd/0001687414-19-000005) | D/A | — | $50.6M |
| [2018-11-16](https://search.stillhousedata.com/formd/0000939791-18-000022) | D/A | — | $44.8M |
| [2018-11-14](https://search.stillhousedata.com/formd/0000939791-18-000015) | D/A | — | $30.7M |
| [2017-11-20](https://search.stillhousedata.com/formd/0001573178-17-000001) | D/A | — | $29.1M |
| [2016-04-06](https://search.stillhousedata.com/formd/0000897069-16-000791) | D/A | — | $26.8M |
| [2014-12-03](https://search.stillhousedata.com/formd/0000897069-14-000481) | D/A | — | $10.0M |
| [2013-12-04](https://search.stillhousedata.com/formd/0000897069-13-000410) | D | — | $10.0M |

## More

- [CIK 1573178 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1573178&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001573178-22-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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