# Neuberger Berman Senior Floating Rate Income Fund LLC — Form D

Neuberger Berman Senior Floating Rate Income Fund LLC of CHICAGO, IL, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-05-14. $310.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-05-14
- Form: D
- Accession: 0001576161-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $310.0M
- Minimum investment: $20.0M
- Investors: 2
- Date of first sale: 2013-05-02
- Security types: fund interests
- SEC file number: 021-196418

## Issuer

- Name: Neuberger Berman Senior Floating Rate Income Fund LLC
- CIK: 0001576161
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: 190 SOUTH LASALLE STREET, CHICAGO, IL, 60603
- Phone: 312-325-7700

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| n/a Neuberger Berman Investment Advisers LLC | Promoter | New York, NY |
| Stephen V Wright | Director | New York, NY |
| Stephen V Wright | Executive Officer | New York, NY |
| Joseph V Amato | Director | New York, NY |
| Joseph V Amato | Executive Officer | New York, NY |
| Lawrence V Kohn | Director | New York, NY |
| Lawrence V Kohn | Executive Officer | New York, NY |
| Robert V Eason | Director | New York, NY |
| Robert V Eason | Executive Officer | New York, NY |
| Andrew A Johnson | Director | Chicago, IL |
| Andrew A Johnson | Executive Officer | Chicago, IL |
| N/A Neuberger Berman Fixed Income LLC | Promoter | Chicago, IL |
| Bradley C Tank | Director | Chicago, IL |
| Bradley C Tank | Executive Officer | Chicago, IL |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-01-14](https://search.stillhousedata.com/formd/0001576161-20-000001) | D/A | — | $619.4M |
| [2019-01-15](https://search.stillhousedata.com/formd/0001748316-19-000016) | D/A | — | $619.4M |
| [2018-01-18](https://search.stillhousedata.com/formd/0001724485-18-000004) | D/A | — | $619.4M |
| [2016-01-12](https://search.stillhousedata.com/formd/0001576161-16-000001) | D/A | — | $347.3M |
| [2015-05-08](https://search.stillhousedata.com/formd/0001607545-15-000002) | D/A | — | $347.3M |
| [2014-05-14](https://search.stillhousedata.com/formd/0001576161-14-000001) | D/A | — | $347.3M |

## More

- [CIK 1576161 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1576161&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001576161-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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