# Candlewood Financial Opportunities Fund, LLC — Form D/A

Candlewood Financial Opportunities Fund, LLC of RYE, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2015-08-14. $11.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-08-14
- Form: D/A
- Accession: 0001583022-15-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $11.3M
- Minimum investment: $50K
- Investors: 18
- Date of first sale: 2013-07-19
- Security types: equity, fund interests
- SEC file number: 021-200707

## Issuer

- Name: Candlewood Financial Opportunities Fund, LLC
- CIK: 0001583022
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 555 THEODORE FREMD, RYE, NY, 10580
- Phone: 212.493.4495

## Officers, directors & promoters (3)

| Name | Role | Location |
| --- | --- | --- |
| Michael Lau | Executive Officer | Bothell, WA |
| N/A Candlewood Investment Group Financial Advisors, LLC | Executive Officer | RYE, NY |
| N/A Candlewood Financial Opportunities General, LLC | Executive Officer | RYE, NY |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2016-08-11](https://search.stillhousedata.com/formd/0001583022-16-000003) | D/A | — | $11.3M |
| [2014-08-04](https://search.stillhousedata.com/formd/0000945621-14-000214) | D/A | — | $11.3M |
| [2013-08-05](https://search.stillhousedata.com/formd/0001583022-13-000001) | D | — | $11.3M |

## More

- [CIK 1583022 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1583022&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001583022-15-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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