# CBOA FINANCIAL, INC. — Form D

CBOA FINANCIAL, INC. of Tucson, AZ, a company, filed a Form D exempt-offering notice with the SEC on 2013-08-23. The offering totals $12.0M, of which $11.4M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2013-08-23
- Form: D
- Accession: 0001584412-13-000001
- Industry: Commercial Banking
- Exemptions: 06
- Total offering: $12.0M
- Amount sold: $11.4M
- Remaining: $614K
- Minimum investment: $25K
- Investors: 77
- Date of first sale: 2013-08-13
- Security types: equity
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-201830

## Issuer

- Name: CBOA FINANCIAL, INC.
- CIK: 0001584412
- Entity type: Corporation
- Jurisdiction: ARIZONA
- Address: 3805 East Broadway Boulevard, Tucson, AZ, 85716
- Phone: 520-325-5200

## Officers, directors & promoters (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| James F Frein | Director | Tucson, AZ |
| Dean S Greenberg | Director | Tucson, AZ |
| Michael S Hammond | Director | Tucson, AZ |
| John Sean Lewis | Director | Tucson, AZ |
| Michael Wendell Sheneman | Promoter | Scottsdale, AZ |
| Rich Wendell Vogel | Promoter | Scottsdale, AZ |
| Chris Wendell Webster | Promoter | Scottsdale, AZ |
| James Pierce Frein | Director | Tucson, AZ |
| John Pierce Lewis | Director | Tucson, AZ |
| John Pierce Lewis | Executive Officer | Tucson, AZ |
| W. Sean Lawley | Director | Tucson, AZ |
| Kim Sean Soule | Director | Tucson, AZ |
| Michael Pierce Hammond | Director | Tucson, AZ |
| Ken Sean Flower | Director | Tucson, AZ |
| Robert Sean Decker | Director | Tucson, AZ |
| William Pierce Assenmacher | Director | Tucson, AZ |
| Steve Sean Pickering | Director | Tucson, AZ |
| William A Assenmacher | Director | Tucson, AZ |
| Richard P Coleman | Director | Oro Valley, AZ |
| John F Munger | Director | Tucson, AZ |
| Robert P Holland | Director | Tucson, AZ |
| Michael Wendell Hammond | Director | Tucson, AZ |
| Beth P Walkup | Director | Tucson, AZ |
| James Wendell Horvath | Director | Tucson, AZ |
| John P Lewis | Director | Tucson, AZ |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-05-19](https://search.stillhousedata.com/formd/0001140361-17-021564) | D | $9.4M | $4.8M |
| [2015-07-09](https://search.stillhousedata.com/formd/0001140361-15-027194) | D | $6.0M | $2.6M |
| [2014-06-18](https://search.stillhousedata.com/formd/0001140361-14-026036) | D | — | $438K |

## More

- [CIK 1584412 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1584412&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001584412-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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