# SOFIE BIOSCIENCES, INC. — Form D

SOFIE BIOSCIENCES, INC. of CULVER CITY, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-11-04. The offering totals $5.0M, of which $5.0M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2013-11-04
- Form: D
- Accession: 0001590830-13-000003
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $5.0M
- Amount sold: $5.0M
- Investors: 12
- Date of first sale: 2013-09-26
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-205727

## Issuer

- Name: SOFIE BIOSCIENCES, INC.
- CIK: 0001590830
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 6160 BRISTOL PARKWAY, CULVER CITY, CA, 90230
- Phone: (310) 242-6794

## Officers, directors & promoters (21)

| Name | Role | Location |
| --- | --- | --- |
| K. Leonard Judson | Director | Mansfield, MA |
| Carl W McKinzie | Director | Los Angeles, CA |
| Stan Berman | Executive Officer | Valencia, CA |
| James Heath | Director | ATLANTA, GA |
| Ajit E Singh | Director | Palo Alto, CA |
| Patrick E Phelps | Director | Culver City, CA |
| Patrick E Phelps | Executive Officer | Culver City, CA |
| Joel E Cohen | Executive Officer | Culver City, CA |
| Johannes E Czernin | Director | Pacific Palisades, CA |
| Ken E Hermann, M.D. | Director | Culver City, CA |
| James E Heath | Director | Pasadena, CA |
| Howard E Maron | Director | Medina, WA |
| Philipp W Czernin | Executive Officer | Culver City, CA |
| Melissa W Moore, Ph.D | Executive Officer | Culver City, CA |
| Roy Doumani | Director | Los Angeles, CA |
| Stan E Berman | Executive Officer | Culver City, CA |
| Roy E Doumani | Director | Venice, CA |
| Johannes Czernin | Director | Santa Monica, CA |
| Patrick Phelps | Director | Culver City, CA |
| Patrick Phelps | Executive Officer | Culver City, CA |
| Michael E Phelps | Director | New York, NY |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-07-29](https://search.stillhousedata.com/formd/0001382963-19-000062) | D | $950K | $950K |
| [2017-06-06](https://search.stillhousedata.com/formd/0001382963-17-000105) | D | $16.8M | — |
| [2016-06-13](https://search.stillhousedata.com/formd/0001382963-16-000180) | D | $4.0M | $3.7M |

## More

- [CIK 1590830 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1590830&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001590830-13-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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