# 4040 Nelson SE Investors, LLC — Form D

4040 Nelson SE Investors, LLC of CHICAGO, IL, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-11-14. The offering totals $748K, of which $748K was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-11-14
- Form: D
- Accession: 0001591639-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $748K
- Amount sold: $748K
- Minimum investment: $75K
- Investors: 4
- Date of first sale: 2013-10-28
- Security types: fund interests
- SEC file number: 021-206381

## Issuer

- Name: 4040 Nelson SE Investors, LLC
- CIK: 0001591639
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 350 NORTH LASALLE STREET, CHICAGO, IL, 60654
- Phone: (312) 640-9020

## Officers, directors & promoters (4)

| Name | Role | Location |
| --- | --- | --- |
| \* Syndicated Equities Group, LLC | Director | Chicago, IL |
| \* 4040 Nelson SE Manager, LLC | Executive Officer | Chicago, IL |
| RICHARD KAPLAN | Executive Officer | Rochester, NY |
| \* Syndicated Equities Group, LLC | Promoter | Chicago, IL |

## More

- [CIK 1591639 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1591639&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001591639-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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