# ESG Cross Border Equity Participation Fund Ltd. — Form D

ESG Cross Border Equity Participation Fund Ltd. of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-01-15. $15.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-01-15
- Form: D
- Accession: 0001597199-14-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $15.9M
- Minimum investment: $100K
- Investors: 18
- Date of first sale: 2014-01-01
- Security types: fund interests
- SEC file number: 021-210163

## Issuer

- Name: ESG Cross Border Equity Participation Fund Ltd.
- CIK: 0001597199
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2014
- Address: 250 Vesey Street, 11th Floor, New York, NY, 10281
- Phone: 212-449-3382

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| Charles Thomas | Director | Grand Cayman, E9 |
| n/a Asterion Fund Services (Offshore) Ltd. | Promoter | Grand Cayman, E9 |
| Barbra E Kocsis | Executive Officer | New York, NY |
| Leslie E Ross | Executive Officer | New York, NY |
| Ninon B Marapachi | Executive Officer | New York, NY |
| Brian E Woldow | Executive Officer | New York, NY |
| n/a "Merrill Lynch Alternative Investments LLC (""MLAI"")" | Executive Officer | New York, NY |
| n/a "Merrill Lynch Alternative Investments LLC (""MLAI"")" | Promoter | New York, NY |
| Nancy Fahmy | Executive Officer | New York, NY |
| Devesh E Saksena | Executive Officer | New York, NY |
| Jeff E McGoey | Executive Officer | New York, NY |
| James Louis Costabile | Director | New York, NY |
| James Louis Costabile | Executive Officer | New York, NY |
| Keith D Glenfield | Director | New York, NY |
| Keith D Glenfield | Executive Officer | New York, NY |
| Steven Lawrence Suss | Director | New York, NY |
| Steven Lawrence Suss | Executive Officer | New York, NY |
| Colleen Rose Rusch | Director | New York, NY |
| Colleen Rose Rusch | Executive Officer | New York, NY |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-02-01](https://search.stillhousedata.com/formd/0001597199-17-000001) | D/A | — | $28.1M |
| [2016-02-01](https://search.stillhousedata.com/formd/0001597199-16-000002) | D/A | — | $26.0M |
| [2015-01-15](https://search.stillhousedata.com/formd/0001597199-15-000001) | D/A | — | $25.7M |

## More

- [CIK 1597199 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1597199&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001597199-14-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.