# Rotella Orion Fund LLC — Form D

Rotella Orion Fund LLC of BELLEVUE, WA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-02-07. $13.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-02-07
- Form: D
- Accession: 0001599428-14-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Amount sold: $13.1M
- Minimum investment: $250K
- Investors: 14
- Date of first sale: 2007-01-01
- Security types: fund interests
- SEC file number: 021-211526

## Issuer

- Name: Rotella Orion Fund LLC
- CIK: 0001372061
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2006
- Address: 800 BELLEVUE WAY NE, BELLEVUE, WA, 98004
- Phone: 425-213-5700

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Joseph A Canepari | Executive Officer | Chicago, IL |
| John A Harper | Executive Officer | Chicago, IL |
| Rosemarie A Rotella | Executive Officer | Bellevue, WA |
| Robert P Rotella | Executive Officer | Bellevue, WA |
| Kelly A Fetzer | Executive Officer | Chicago, IL |
| John P Harper | Executive Officer | Chicago, IL |
| Kenneth S Koh | Executive Officer | Bellevue, WA |
| Ian S Ram | Executive Officer | Chicago, IL |
| Jagdeesh S Prakasam | Executive Officer | Bellevue, WA |
| Dean W Crowder, III | Executive Officer | Plano, TX |
| Rosemarie P Rotella | Executive Officer | Bellevue, WA |
| Milton K Buckingham | Executive Officer | Chicago, IL |
| Richard L Johnson | Executive Officer | Bellevue, WA |
| John L Harper | Executive Officer | Chicago, IL |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-05-07](https://search.stillhousedata.com/formd/0001372061-18-000001) | D/A | — | $7.3M |
| [2017-05-15](https://search.stillhousedata.com/formd/0001372061-17-000001) | D/A | — | $13.3M |
| [2016-01-20](https://search.stillhousedata.com/formd/0001372061-16-000002) | D | — | $13.3M |
| [2015-01-20](https://search.stillhousedata.com/formd/0001372061-15-000001) | D | — | $13.1M |
| [2013-02-06](https://search.stillhousedata.com/formd/0001372061-13-000001) | D | — | $12.7M |
| [2011-12-30](https://search.stillhousedata.com/formd/0001372061-11-000001) | D/A | — | $27.7M |
| [2010-12-30](https://search.stillhousedata.com/formd/0001372061-10-000002) | D/A | — | $45.0M |
| [2009-12-15](https://search.stillhousedata.com/formd/0001372061-09-000004) | D/A | — | $47.9M |

## More

- [CIK 1372061 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1372061&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001599428-14-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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