# ROTELLA POLARIS FUND LLC — Form D

ROTELLA POLARIS FUND LLC of BELLEVUE, WA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-02-07. $6.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-02-07
- Form: D
- Accession: 0001599428-14-000003
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Amount sold: $6.9M
- Minimum investment: $250K
- Investors: 197
- Date of first sale: 1998-01-01
- Security types: fund interests
- SEC file number: 021-211527

## Issuer

- Name: ROTELLA POLARIS FUND LLC
- CIK: 0001052845
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 800 BELLEVUE WAY NE, BELLEVUE, WA, 98004
- Phone: 425-213-5700

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Joseph A Canepari | Executive Officer | Chicago, IL |
| John A Harper | Executive Officer | Chicago, IL |
| Rosemarie A Rotella | Executive Officer | Bellevue, WA |
| Robert P Rotella | Executive Officer | Bellevue, WA |
| Kelly A Fetzer | Executive Officer | Chicago, IL |
| John P Harper | Executive Officer | Chicago, IL |
| Kenneth S Koh | Executive Officer | Bellevue, WA |
| Ian S Ram | Executive Officer | Chicago, IL |
| Jagdeesh S Prakasam | Executive Officer | Bellevue, WA |
| Dean W Crowder, III | Executive Officer | Plano, TX |
| Rosemarie P Rotella | Executive Officer | Bellevue, WA |
| Milton K Buckingham | Executive Officer | Chicago, IL |
| Richard L Johnson | Executive Officer | Bellevue, WA |
| John L Harper | Executive Officer | Chicago, IL |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-05-04](https://search.stillhousedata.com/formd/0001052845-18-000001) | D/A | — | $22.2M |
| [2017-05-16](https://search.stillhousedata.com/formd/0001165137-17-000001) | D/A | — | $22.2M |
| [2016-01-20](https://search.stillhousedata.com/formd/0001052845-16-000002) | D | — | $22.2M |
| [2015-01-21](https://search.stillhousedata.com/formd/0001052845-15-000001) | D | — | $20.5M |
| [2013-02-06](https://search.stillhousedata.com/formd/0001052845-13-000001) | D | — | $6.9M |
| [2011-12-30](https://search.stillhousedata.com/formd/0001052845-11-000001) | D/A | — | $39.9M |
| [2010-12-30](https://search.stillhousedata.com/formd/0001372061-10-000001) | D/A | — | $65.7M |
| [2009-12-31](https://search.stillhousedata.com/formd/0001052845-09-000005) | D/A | — | $73.5M |

## More

- [CIK 1052845 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1052845&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001599428-14-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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