# Alexza Pharmaceuticals Inc. — Form D

Alexza Pharmaceuticals Inc. of MOUNTAIN VIEW, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-02-24. The offering totals $5.0M, of which $5.0M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2016-02-24
- Form: D
- Accession: 0001603018-16-000002
- Industry: Pharmaceuticals
- Exemptions: 06b
- Total offering: $5.0M
- Amount sold: $5.0M
- Investors: 1
- Date of first sale: 2016-02-23
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-258073

## Issuer

- Name: Alexza Pharmaceuticals Inc.
- CIK: 0001344413
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 2091 STIERLIN COURT, MOUNTAIN VIEW, CA, 94043
- Phone: 650.944.7000

## Officers, directors & promoters (22)

| Name | Role | Location |
| --- | --- | --- |
| J Kevin Buchi | Director | Mountain View, CA |
| Thomas B King | Director | Mountain View, CA |
| Deepika R Pakianathan | Director | Mountain View, CA |
| J Leighton Read | Director | Mountain View, CA |
| Gordon Leighton Ringold | Director | Mountain View, CA |
| Isaac Leighton Stein | Director | Mountain View, CA |
| Joseph L Turner | Director | Mountain View, CA |
| Edwin S Kamemoto | Executive Officer | Mountain View, CA |
| Thomas B King | Executive Officer | Mountain View, CA |
| Gordon Ringold | Director | Truckee, CA |
| Mark K Oki | Executive Officer | Mountain View, CA |
| Robert A Lippe | Executive Officer | Mountain View, CA |
| James V Cassella | Executive Officer | Mountain View, CA |
| Michael J Simms | Executive Officer | Mountain View, CA |
| Peter W Schineller | Executive Officer | Mountain View, CA |
| Darl J Moreland | Executive Officer | Mountain View, CA |
| Hal V Barron | Director | Mountain View, CA |
| Andrew L Busser | Director | Mountain View, CA |
| Alan D Frazier | Director | Mountain View, CA |
| Samuel D Colella | Director | Mountain View, CA |
| August J Moretti | Executive Officer | Mountain View, CA |
| Isaac Stein | Director | Mountain View, CA |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-09-28](https://search.stillhousedata.com/formd/0001603018-15-000001) | D | $144K | $144K |
| [2014-10-28](https://search.stillhousedata.com/formd/0001491847-14-000001) | D | $8.0M | $8.0M |
| [2014-03-28](https://search.stillhousedata.com/formd/0001603018-14-000002) | D | $3K | $3K |
| [2013-05-21](https://search.stillhousedata.com/formd/0001428500-13-000001) | D | $25.0M | — |
| [2012-03-16](https://search.stillhousedata.com/formd/0001428500-12-000002) | D | $3.0M | $3.0M |
| [2010-05-12](https://search.stillhousedata.com/formd/0001344413-10-000001) | D | $1.0M | $1.0M |
| [2009-10-06](https://search.stillhousedata.com/formd/0001344413-09-000002) | D | $19.7M | $19.7M |
| [2009-08-27](https://search.stillhousedata.com/formd/0001344413-09-000001) | D | — | — |

## More

- [CIK 1344413 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1344413&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001603018-16-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
