# HNW PPVA Series Account - 1 — Form D

HNW PPVA Series Account - 1 of SCHAUMBURG, IL, a company, filed a Form D exempt-offering notice with the SEC on 2014-04-17. $20.0M was reported sold. Industry: Insurance.

## Offering

- Filed: 2014-04-17
- Form: D
- Accession: 0001605628-14-000002
- Industry: Insurance
- Exemptions: 06c, 3C, 3C.7
- Amount sold: $20.0M
- Minimum investment: $1.0M
- Investors: 1
- Date of first sale: 2014-03-27
- Revenue range: Decline to Disclose
- SEC file number: 021-215800

## Issuer

- Name: HNW PPVA Series Account - 1
- CIK: 0001605628
- Entity type: Other
- Jurisdiction: ILLINOIS
- Incorporated: 2014
- Address: 1400 AMERICAN LANE, SCHAUMBURG, IL, 60196
- Phone: 425-577-5100

## Officers, directors & promoters (65)

_Showing 25 of 65 people._

| Name | Role | Location |
| --- | --- | --- |
| Kenneth Carroll | Director | Schaumburg, IL |
| David Dietz | Director | New York, NY |
| Louis Pietrolugo | Director | Schaumburg, IL |
| Leann Badgett | Executive Officer | Mercer Island, WA |
| Lisa Baltazar | Executive Officer | New York, NY |
| Patry Carty | Executive Officer | New York, NY |
| Erica Chandler | Executive Officer | Mercer Island, WA |
| Dawn Cummings-Fritz | Executive Officer | Schaumburg, IL |
| Mary Denning | Executive Officer | New York, NY |
| Eileen Ehlers | Executive Officer | Overland Park, KS |
| Cathy Hall | Executive Officer | Mercer Island, WA |
| Jeffrey Horton | Executive Officer | New York, NY |
| Margaret Labno | Executive Officer | Schaumburg, IL |
| Elizabeth McInerney | Executive Officer | New York, NY |
| Jon Nagel | Executive Officer | New York, NY |
| John Patton | Executive Officer | NASHVILLE, TN |
| Tracy Peebles | Executive Officer | Mercer Island, WA |
| Craig Toffolo | Executive Officer | New York, NY |
| Matt Wolf | Executive Officer | New York, NY |
| n/a Zurich American Life Insurance Company | Promoter | Schaumburg, IL |
| Eion Mcnamara | Executive Officer | New York, NY |
| Susan Harvish | Executive Officer | Schaumburg, IL |
| Stacy Patacsil | Executive Officer | Schaumburg, IL |
| Stefan Dunajewski | Executive Officer | New York, NY |
| Michael Rohwetter | Executive Officer | New York, NY |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-12-01](https://search.stillhousedata.com/formd/0001605628-25-000002) | D | — | $2.1B |
| [2024-05-03](https://search.stillhousedata.com/formd/0001605628-24-000001) | D/A | — | $1.5B |
| [2022-06-28](https://search.stillhousedata.com/formd/0001605628-22-000001) | D/A | — | $575.2M |
| [2017-04-03](https://search.stillhousedata.com/formd/0001605628-17-000001) | D/A | — | $299.1M |

## More

- [CIK 1605628 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1605628&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001605628-14-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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