# Copper Rock Emerging Markets Small Cap Equity Fund — Form D

Copper Rock Emerging Markets Small Cap Equity Fund of BOSTON, MA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-04-16. $5.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-04-16
- Form: D
- Accession: 0001605796-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $5.0M
- Investors: 1
- Date of first sale: 2014-04-01
- Security types: fund interests
- SEC file number: 021-215749

## Issuer

- Name: Copper Rock Emerging Markets Small Cap Equity Fund
- CIK: 0001605796
- Entity type: Other
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: C/O BrightSphere Fund Management Company 200 CLARENDON ST., 53RD FLOOR, BOSTON, MA, 02116
- Phone: 617-369-7300

## Officers, directors & promoters (9)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Mahoney | Related Person | Boston, MA |
| Suren J Rana | Director | Boston, MA |
| Daniel J Mahoney | Executive Officer | Boston, MA |
| Aidan J Riordan | Director | Boston, MA |
| Stephen H Belgrad | Director | Boston, MA |
| Stephen H Belgrad | Executive Officer | Boston, MA |
| Thomas M McLain | Executive Officer | Boston, MA |
| Daniel M Mahoney | Executive Officer | Boston, MA |
| Suren J. Rana | Related Person | Boston, MA |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-03-31](https://search.stillhousedata.com/formd/0001605796-20-000002) | D/A | — | $14.3M |
| [2019-04-12](https://search.stillhousedata.com/formd/0001605796-19-000001) | D/A | — | $14.2M |
| [2018-04-13](https://search.stillhousedata.com/formd/0001605796-18-000001) | D/A | — | $8.4M |
| [2017-04-13](https://search.stillhousedata.com/formd/0001605796-17-000001) | D/A | — | $5.9M |
| [2016-04-19](https://search.stillhousedata.com/formd/0001605796-16-000004) | D/A | — | $5.9M |
| [2015-04-20](https://search.stillhousedata.com/formd/0001605796-15-000003) | D/A | — | $5.8M |

## More

- [CIK 1605796 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1605796&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001605796-14-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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