# RCS CAPITAL MANAGEMENT, LLC — Form D/A

RCS CAPITAL MANAGEMENT, LLC of NEW YORK, NY, a company, filed a Form D amendment with the SEC on 2014-11-19. The offering totals $15.3M, of which $15.3M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2014-11-19
- Form: D/A
- Accession: 0001607986-14-000002
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $15.3M
- Amount sold: $15.3M
- Investors: 5
- Date of first sale: 2014-04-29
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-217718

## Issuer

- Name: RCS CAPITAL MANAGEMENT, LLC
- CIK: 0001607986
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 405 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 866-904-2988

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| Peter M Budko | Executive Officer | Raleigh, NC |
| Brian D Jones | Executive Officer | New York, NY |
| William M Kahane | Executive Officer | New York, NY |
| Nicholas S Schorsch | Executive Officer | New York, NY |
| Edward Michael Weil, Jr. | Executive Officer | New York, NY |
| Brian S Block | Promoter | New York, NY |
| Peter M Budko | Promoter | Raleigh, NC |
| William M Kahane | Promoter | New York, NY |
| Nicholas S Schorsch | Promoter | New York, NY |
| Edward Michael Weil, Jr. | Promoter | New York, NY |
| Brian S Block | Executive Officer | New York, NY |
| N/A RCS Capital Holdings, LLC | Promoter | New York, NY |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-05-21](https://search.stillhousedata.com/formd/0001607986-14-000001) | D | $15.3M | $15.3M |

## More

- [CIK 1607986 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1607986&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001607986-14-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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