# Laguna Pharmaceuticals, Inc. — Form D

Laguna Pharmaceuticals, Inc. of LA JOLLA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2015-07-30. The offering totals $4.7M, of which $4.5M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2015-07-30
- Form: D
- Accession: 0001609970-15-000003
- Industry: Pharmaceuticals
- Exemptions: 06b
- Total offering: $4.7M
- Amount sold: $4.5M
- Remaining: $258K
- Investors: 8
- Date of first sale: 2011-11-15
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-244746

## Issuer

- Name: Laguna Pharmaceuticals, Inc.
- CIK: 0001609970
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 4225 EXECUTIVE SQUARE, STE. 960, LA JOLLA, CA, 92037
- Phone: (858) 356-7338

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| Robert Baltera, Jr. | Director | LA JOLLA, CA |
| Jerel Davis | Director | Alameda, CA |
| Kevin Lalande | Director | Medford, MA |
| James Topper | Director | La Jolla, CA |
| Robert Baltera, Jr. | Executive Officer | LA JOLLA, CA |
| Howard Dittrich | Executive Officer | Kalamazoo, MI |
| Brian Farmer | Executive Officer | San Diego, CA |
| Jim Graham | Director | Austin, TX |
| Arthur Brown | Director | VANCOUVER, A1 |
| Arthur Brown | Executive Officer | VANCOUVER, A1 |
| Rajesh Khosla | Director | Cleveland, OH |
| Rajesh Khosla | Executive Officer | Cleveland, OH |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-02-17](https://search.stillhousedata.com/formd/0001609970-15-000001) | D | $31.9M | $16.6M |
| [2014-06-12](https://search.stillhousedata.com/formd/0001609970-14-000001) | D | $1.0M | $1.0M |

## More

- [CIK 1609970 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1609970&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001609970-15-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.