# AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust — Form D/A

AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2020-07-09. $11.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2020-07-09
- Form: D/A
- Accession: 0001613305-20-000002
- Industry: Pooled Investment Fund
- Exemptions: 06c
- Amount sold: $11.0M
- Investors: 9
- Date of first sale: 2014-07-23
- Security types: fund interests
- SEC file number: 021-221844

## Issuer

- Name: AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
- CIK: 0001613305
- Entity type: Business Trust
- Jurisdiction: MASSACHUSETTS
- Incorporated: 2014
- Address: 1633 BROADWAY, NEW YORK, NY, 10019
- Phone: 888-852-3922

## Officers, directors & promoters (37)

_Showing 25 of 37 people._

| Name | Role | Location |
| --- | --- | --- |
| SARAH E COGAN | Director | NEW YORK, NY |
| DEBORAH A DECOTIS | Director | NEW YORK, NY |
| F. Ford Drummond | Director | Oklahoma City, OK |
| THOMAS J FUCCILLO | Director | NEW YORK, NY |
| ERICK S HOLT | Director | NEW YORK, NY |
| JAMES A JACOBSON | Director | NEW YORK, NY |
| HANS W KERTESS | Director | NEW YORK, NY |
| James S MacLeod | Director | Hilton Head Island, SC |
| WILLIAM B OGDEN, IV | Director | NEW YORK, NY |
| ALAN B RAPPAPORT | Director | NEW YORK, NY |
| DAVEY S SCOON | Director | NEW YORK, NY |
| ANGELA S BORREGGINE | Executive Officer | NEW YORK, NY |
| RICHARD J COCHRAN | Executive Officer | NEW YORK, NY |
| ORHAN J DZEMAILI | Executive Officer | NEW YORK, NY |
| THOMAS J FUCCILLO | Executive Officer | NEW YORK, NY |
| THOMAS L HARTER | Executive Officer | SAN DIEGO, CA |
| DEBRA S RUBANO | Executive Officer | NEW YORK, NY |
| CRAIG S RUCKMAN | Executive Officer | NEW YORK, NY |
| SCOTT J WHISTEN | Executive Officer | NEW YORK, NY |
| ANGELA R BORREGGINE | Executive Officer | NEW YORK, NY |
| DEBRA R RUBANO | Executive Officer | NEW YORK, NY |
| BRADFORD K GALLAGHER | Director | NEW YORK, NY |
| PAUL J KOO | Executive Officer | SAN FRANCISCO, CA |
| A. DOUGLAS EU | Director | NEW YORK, NY |
| A. DOUGLAS EU | Executive Officer | NEW YORK, NY |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-07-10](https://search.stillhousedata.com/formd/0001613305-19-000001) | D/A | — | $5.0M |
| [2018-07-12](https://search.stillhousedata.com/formd/0001613305-18-000001) | D/A | — | $5.0M |
| [2017-07-11](https://search.stillhousedata.com/formd/0001613305-17-000001) | D/A | — | $5.0M |
| [2016-07-11](https://search.stillhousedata.com/formd/0001613305-16-000003) | D/A | — | $5.0M |
| [2015-07-10](https://search.stillhousedata.com/formd/0001613305-15-000001) | D/A | — | $5.0M |
| [2014-07-28](https://search.stillhousedata.com/formd/0001614745-14-000001) | D | — | $5.0M |

## More

- [CIK 1613305 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1613305&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001613305-20-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.