# Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust — Form D/A

Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust of DES MOINES, IA, a pooled investment fund, filed a Form D amendment with the SEC on 2018-06-14. $35.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-06-14
- Form: D/A
- Accession: 0001616060-18-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $35.0M
- Investors: 2
- Date of first sale: 2014-07-14
- Security types: fund interests
- SEC file number: 021-222495

## Issuer

- Name: Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust
- CIK: 0001616060
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: 801 GRAND AVENUE, DES MOINES, IA, 50392
- Phone: 1-800-533-1390

## Officers, directors & promoters (21)

| Name | Role | Location |
| --- | --- | --- |
| Michael Marie Beer | Director | Des Moines, IA |
| David Michael Blake | Director | Des Moines, IA |
| Patrick Gregory Halter | Director | Des Moines, IA |
| Jill Marie Hittner | Director | Des Moines, IA |
| Daniel Patrick Houston | Director | Des Moines, IA |
| James Patrick McCaughan | Director | Des Moines, IA |
| Barbara Ann McKenzie | Director | Des Moines, IA |
| Karen Elizabeth Shaff | Director | Des Moines, IA |
| Michael Marie Beer | Executive Officer | Des Moines, IA |
| David Michael Blake | Executive Officer | Des Moines, IA |
| Andrew Marie Donohue | Executive Officer | Des Moines, IA |
| Patrick Gregory Halter | Executive Officer | Des Moines, IA |
| Jill Marie Hittner | Executive Officer | Des Moines, IA |
| James Patrick McCaughan | Executive Officer | Des Moines, IA |
| Barbara Ann McKenzie | Executive Officer | Des Moines, IA |
| Karen Elizabeth Shaff | Executive Officer | Des Moines, IA |
| ' Marie Principal Global Investors | Promoter | Des Moines, IA |
| Jeffrey Marie Hiller | Executive Officer | Des Moines, IA |
| Randall Craig Mundt | Director | Des Moines, IA |
| Randall Craig Mundt | Executive Officer | Des Moines, IA |
| Larry Donald Zimpleman | Director | Des Moines, IA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-05-15](https://search.stillhousedata.com/formd/0001393725-17-000104) | D/A | — | $35.0M |
| [2016-05-13](https://search.stillhousedata.com/formd/0001393725-16-000230) | D/A | — | $35.0M |
| [2015-05-05](https://search.stillhousedata.com/formd/0001393725-15-000082) | D/A | — | $35.0M |
| [2014-08-07](https://search.stillhousedata.com/formd/0001393725-14-000121) | D | — | $35.0M |

## More

- [CIK 1616060 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1616060&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001616060-18-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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