# Shape Memory Medical Inc. — Form D

Shape Memory Medical Inc. of SAN JOSE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-04-27. The offering totals $4.0M, of which $3.0M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2016-04-27
- Form: D
- Accession: 0001616308-16-000002
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $4.0M
- Amount sold: $3.0M
- Remaining: $1.0M
- Minimum investment: $28K
- Investors: 12
- Date of first sale: 2016-04-12
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-262134

## Issuer

- Name: Shape Memory Medical Inc.
- CIK: 0001630786
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2016
- Address: 1321 RIDDER PARK DRIVE, SUITE 10, SAN JOSE, CA, 95131
- Phone: (408) 649-5175

## Officers, directors & promoters (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Michael Y Henson | Director | College Station, TX |
| Carolyn M Bruguera | Executive Officer | San Jose, CA |
| Edward F Ruppel, Jr | Director | San Jose, CA |
| Edward F Ruppel, Jr | Executive Officer | San Jose, CA |
| Thomas F Thaler | Director | San Jose, CA |
| Duncan F Maitland | Director | San Jose, CA |
| Michael F Henson | Director | San Jose, CA |
| Michael F Henson | Executive Officer | San Jose, CA |
| Thom F Rasche | Director | San Jose, CA |
| Edward F Ruppel | Director | Santa Clara, CA |
| Edward F Ruppel | Executive Officer | Santa Clara, CA |
| James Y Lancaster | Director | College Station, TX |
| James Y Lancaster | Executive Officer | College Station, TX |
| Thomas Thaler | Director | San Jose, CA |
| Thomas Thaler | Related Person | San Jose, CA |
| Edward Ruppel | Director | Santa Clara, CA |
| Edward Ruppel | Executive Officer | Santa Clara, CA |
| Duncan Maitland | Director | San Jose, CA |
| Duncan Maitland | Related Person | San Jose, CA |
| Michael Henson | Director | San Jose, CA |
| Michael Henson | Related Person | San Jose, CA |
| Jim F Gamett | Director | Santa Clara, CA |
| Carla Y Kikken-Jussen | Director | College Station, TX |
| Jonathan Y Hartman | Director | College Station, TX |
| Duncan Y Maitland | Director | College Station, TX |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-07-31](https://search.stillhousedata.com/formd/0001630786-26-000003) | D/A | $10.0M | $6.9M |
| [2026-07-16](https://search.stillhousedata.com/formd/0001630786-26-000002) | D | $10.0M | $6.7M |
| [2026-05-18](https://search.stillhousedata.com/formd/0001630786-26-000001) | D/A | $17.0M | $17.0M |
| [2025-10-07](https://search.stillhousedata.com/formd/0001630786-25-000006) | D/A | $15.0M | $4.4M |
| [2025-04-30](https://search.stillhousedata.com/formd/0001630786-25-000004) | D | $10.0M | $4.4M |
| [2024-02-20](https://search.stillhousedata.com/formd/0001630786-24-000001) | D | $37.8M | $30.5M |
| [2023-04-28](https://search.stillhousedata.com/formd/0001630786-23-000001) | D | $6.3M | $4.8M |
| [2022-07-25](https://search.stillhousedata.com/formd/0001630786-22-000001) | D/A | $19.5M | $11.5M |
| [2020-05-18](https://search.stillhousedata.com/formd/0001630786-20-000001) | D | $11.5M | $5.8M |
| [2017-08-01](https://search.stillhousedata.com/formd/0001630786-17-000003) | D | $14.0M | $7.0M |
| [2015-01-15](https://search.stillhousedata.com/formd/0001630786-15-000001) | D | $4.8M | $616K |

## More

- [CIK 1630786 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1630786&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001616308-16-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.