# NEUBERGER BERMAN RISK PARITY FUND LTD. — Form D

NEUBERGER BERMAN RISK PARITY FUND LTD. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-08-19. $50.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-08-19
- Form: D
- Accession: 0001617282-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $50.0M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2014-08-01
- Security types: fund interests
- SEC file number: 021-223268

## Issuer

- Name: NEUBERGER BERMAN RISK PARITY FUND LTD.
- CIK: 0001617282
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2014
- Address: C/O MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, PO BOX 309, GRAND CAYMAN, E9, KY1-1104
- Phone: (345) 949-8066

## Officers, directors & promoters (17)

| Name | Role | Location |
| --- | --- | --- |
| Ashok Bhatia | Director | Chicago, IL |
| Ashok Bhatia | Related Person | Chicago, IL |
| Stephen Wright | Director | New York, NY |
| Stephen Wright | Related Person | New York, NY |
| Joseph Amato | Director | New York, NY |
| John Douglas Kramer | Director | New York, NY |
| John Douglas Kramer | Related Person | New York, NY |
| n/a Neuberger Berman Investment Advisers LLC | Promoter | New York, NY |
| Stephen Douglas Wright | Director | New York, NY |
| N/A DOUGLAS NEUBERGER BERMAN INVESTMENT ADVISERS LLC | Promoter | NEW YORK, NY |
| ANNE BRENNAN | Director | New York, NY |
| ANNE BRENNAN | Related Person | New York, NY |
| Bradley Tank | Director | Chicago, IL |
| JOHN DOUGLAS KARMER | Director | NEW YORK, NY |
| Vanessa Rosenthal | Director | New York, NY |
| Lawrence Kohn | Director | New York, NY |
| Robert Eason | Director | New York, NY |

## Other filings by this issuer (15)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-06-10](https://search.stillhousedata.com/formd/0001617282-26-000003) | D/A | — | $790.0M |
| [2025-06-25](https://search.stillhousedata.com/formd/0001617282-25-000001) | D/A | — | $790.0M |
| [2024-07-02](https://search.stillhousedata.com/formd/0001617282-24-000002) | D/A | — | $790.0M |
| [2024-04-03](https://search.stillhousedata.com/formd/0001617282-24-000001) | D/A | — | $790.0M |
| [2023-04-06](https://search.stillhousedata.com/formd/0001617282-23-000002) | D/A | — | $611.0M |
| [2022-09-30](https://search.stillhousedata.com/formd/0001873986-22-000001) | D/A | — | $609.0M |
| [2021-10-01](https://search.stillhousedata.com/formd/0001567619-21-017733) | D/A | — | $609.0M |
| [2021-03-11](https://search.stillhousedata.com/formd/0001567619-21-006074) | D/A | — | $609.0M |
| [2020-03-11](https://search.stillhousedata.com/formd/0001567619-20-006064) | D/A | — | $541.0M |
| [2019-03-12](https://search.stillhousedata.com/formd/0001567619-19-006633) | D/A | — | $521.0M |
| [2019-01-16](https://search.stillhousedata.com/formd/0001567619-19-001213) | D/A | — | $521.0M |
| [2018-01-17](https://search.stillhousedata.com/formd/0001140361-18-002137) | D/A | — | $60.0M |
| [2017-01-19](https://search.stillhousedata.com/formd/0001140361-17-002287) | D/A | — | $50.0M |
| [2016-12-16](https://search.stillhousedata.com/formd/0001140361-16-089952) | D/A | — | $50.0M |
| [2015-12-30](https://search.stillhousedata.com/formd/0001140361-15-045887) | D/A | — | $50.0M |

## More

- [CIK 1617282 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1617282&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001617282-14-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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