# USB Focus Fund LevelUp 1, LLC — Form D

USB Focus Fund LevelUp 1, LLC of LINCOLN, MA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-10-10. The offering totals $10.0M, of which $9.2M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-10-10
- Form: D
- Accession: 0001618385-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Total offering: $10.0M
- Amount sold: $9.2M
- Remaining: $800K
- Investors: 87
- Date of first sale: 2014-09-29
- Security types: fund interests
- SEC file number: 021-226210

## Issuer

- Name: USB Focus Fund LevelUp 1, LLC
- CIK: 0001618385
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: C/O US BOSTON CAPITAL CORPORATION, LINCOLN, MA, 01773
- Phone: 7812590249

## Officers, directors & promoters (4)

| Name | Role | Location |
| --- | --- | --- |
| Willard L Umphrey | Executive Officer | Lincoln, MA |
| N/A Pear Tree Partners, L.P. | Executive Officer | Lincoln, MA |
| Kathryn Collings Laing | Executive Officer | Lincoln, MA |
| Jennifer Collings Dougherty | Executive Officer | Lincoln, MA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-11-24](https://search.stillhousedata.com/formd/0001618385-14-000002) | D/A | $10.0M | $10.0M |

## More

- [CIK 1618385 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1618385&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001618385-14-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.