# Focal Therapeutics, Inc. — Form D

Focal Therapeutics, Inc. of ALISO VIEJO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-03-14. The offering totals $5.0M, of which $3.8M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2016-03-14
- Form: D
- Accession: 0001618784-16-000001
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $5.0M
- Amount sold: $3.8M
- Remaining: $1.2M
- Investors: 28
- Date of first sale: 2016-03-02
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-259219

## Issuer

- Name: Focal Therapeutics, Inc.
- CIK: 0001618784
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 30 ENTERPRISE, ALISO VIEJO, CA, 92656
- Phone: (949) 466-9248

## Officers, directors & promoters (9)

| Name | Role | Location |
| --- | --- | --- |
| Gail S Lebovic | Director | Aliso Viejo, CA |
| Sharon D Stevenson | Director | Aliso Viejo, CA |
| George D Hermann | Executive Officer | Aliso Viejo, CA |
| Gail S Lebovic | Executive Officer | Aliso Viejo, CA |
| Steven Gex | Director | Santa Barbara, CA |
| Steven Gex | Executive Officer | Santa Barbara, CA |
| Robert Brownell | Director | San Francisco, CA |
| Steven Naber | Executive Officer | Aliso Viejo, CA |
| George D Hermann | Director | Aliso Viejo, CA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-01-24](https://search.stillhousedata.com/formd/0001618784-17-000001) | D | $49K | $49K |
| [2014-09-05](https://search.stillhousedata.com/formd/0001618784-14-000001) | D | $10.1M | $7.8M |

## More

- [CIK 1618784 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1618784&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001618784-16-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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