# StocksPLUS, L.P. — Form D/A

StocksPLUS, L.P. of NEWPORT BEACH, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2014-11-13. $4.8B was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-11-13
- Form: D/A
- Accession: 0001624615-14-000017
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $4.8B
- Minimum investment: $100K
- Investors: 232
- Date of first sale: 1987-09-29
- Security types: fund interests
- SEC file number: 021-130054

## Issuer

- Name: StocksPLUS, L.P.
- CIK: 0001459534
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Address: 650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660
- Phone: 949.720.6000

## Officers, directors & promoters (118)

_Showing 25 of 118 people._

| Name | Role | Location |
| --- | --- | --- |
| Brent R Harris | Director | Newport Beach, CA |
| DOUGLAS M HODGE | Director | NEWPORT BEACH, CA |
| Vineer H Bhansali | Executive Officer | Newport Beach, CA |
| Erik C Brown | Executive Officer | Newport Beach, CA |
| Edward Kumar Devlin | Executive Officer | Newport Beach, CA |
| Mohsen G Fahmi | Executive Officer | Newport Beach, CA |
| John P Hardaway | Executive Officer | Newport Beach, CA |
| Brent R Harris | Executive Officer | Newport Beach, CA |
| Arthur J Hastings | Executive Officer | Newport Beach, CA |
| Jonanthan Lane Horne | Executive Officer | Newport Beach, CA |
| Steven L Jones | Executive Officer | Newport Beach, CA |
| Richard R LeBrun | Executive Officer | Newport Beach, CA |
| Colleen C Martin | Executive Officer | Harrisburg, PA |
| Ravinder Kumar Mattu | Executive Officer | NEWPORT BEACH, CA |
| Mohit P Mittal | Executive Officer | Newport Beach, CA |
| Arthur YD Ong | Executive Officer | Newport Beach, CA |
| Michael H Puntoriero | Executive Officer | Newport Beach, CA |
| Trent W Walker | Executive Officer | Newport Beach, CA |
| ALFRED TAKETO MURATA | Executive Officer | NEWPORT BEACH, CA |
| ALFRED TAKETO MURATA | Related Person | NEWPORT BEACH, CA |
| PETER G STRELOW | Executive Officer | NEWPORT BEACH, CA |
| SUNG-HEE G SUH | Executive Officer | NEWPORT BEACH, CA |
| JOHN JEFFREY KIRKOWSKI | Executive Officer | NEWPORT BEACH, CA |
| JOHN JEFFREY KIRKOWSKI | Related Person | NEWPORT BEACH, CA |
| KIMBERLEY GRACE KORINKE | Executive Officer | NEWPORT BEACH, CA |

## Other filings by this issuer (14)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-06-01](https://search.stillhousedata.com/formd/0001459534-26-000001) | D/A | — | $5.5B |
| [2024-12-04](https://search.stillhousedata.com/formd/0001459534-24-000001) | D/A | — | $5.5B |
| [2023-09-19](https://search.stillhousedata.com/formd/0001459534-23-000001) | D/A | — | $5.4B |
| [2022-12-02](https://search.stillhousedata.com/formd/0001459534-22-000002) | D/A | — | $5.3B |
| [2021-07-29](https://search.stillhousedata.com/formd/0001459534-21-000001) | D/A | — | $5.2B |
| [2020-05-01](https://search.stillhousedata.com/formd/0001459534-20-000002) | D/A | — | $5.1B |
| [2014-12-04](https://search.stillhousedata.com/formd/0000943663-14-000169) | D/A | — | $4.7B |
| [2014-04-02](https://search.stillhousedata.com/formd/0001603977-14-000031) | D/A | — | $4.7B |
| [2013-03-28](https://search.stillhousedata.com/formd/0001572755-13-000029) | D/A | — | $4.7B |
| [2012-03-27](https://search.stillhousedata.com/formd/0001543035-12-000036) | D/A | — | $4.6B |
| [2011-03-31](https://search.stillhousedata.com/formd/0001145674-11-000001) | D/A | — | $4.6B |
| [2010-04-01](https://search.stillhousedata.com/formd/0001459534-10-000001) | D/A | — | $4.5B |
| [2009-04-09](https://search.stillhousedata.com/formd/0001459534-09-000004) | D/A | — | $4.4B |
| [2009-04-08](https://search.stillhousedata.com/formd/0001459534-09-000002) | D | $50.0M | $35.0M |

## More

- [CIK 1459534 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1459534&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001624615-14-000017.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.