# First Principles Income Opportunities Fund, LLC — Form D

First Principles Income Opportunities Fund, LLC of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-02-06. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-02-06
- Form: D
- Accession: 0001632721-15-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Minimum investment: $500K
- Security types: fund interests
- SEC file number: 021-233640

## Issuer

- Name: First Principles Income Opportunities Fund, LLC
- CIK: 0001632721
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: First Principles Partners, LLC, New York, NY, 10005
- Phone: 212-380-2280

## Officers, directors & promoters (13)

| Name | Role | Location |
| --- | --- | --- |
| Mark G Alexandridis | Executive Officer | New York, NY |
| Michael J Baek | Executive Officer | New York, NY |
| Hong J Chen | Executive Officer | New York, NY |
| Douglas A Dachille | Executive Officer | New York, NY |
| Richard F Dolan | Executive Officer | New York, NY |
| n/a First Principles Capital Management, LLC | Executive Officer | New York, NY |
| David R Ho | Executive Officer | New York, NY |
| Prasad R Kadiyala | Executive Officer | New York, NY |
| Richard R Lewis | Executive Officer | New York, NY |
| Mark F Lieberman | Executive Officer | New York, NY |
| Stephen R Miller | Executive Officer | New York, NY |
| James H Van Epps | Executive Officer | New York, NY |
| n/a First Principles Partners, LLC | Promoter | New York, NY |

## More

- [CIK 1632721 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1632721&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001632721-15-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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