# BioCardia, Inc. — Form D

BioCardia, Inc. of SAN CARLOS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-11-04. The offering totals $35.9M, of which $35.9M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2016-11-04
- Form: D
- Accession: 0001635886-16-000004
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $35.9M
- Amount sold: $35.9M
- Investors: 192
- Date of first sale: 2016-10-24
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-273879

## Issuer

- Name: BioCardia, Inc.
- CIK: 0000925741
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 125 SHOREWAY ROAD, SAN CARLOS, CA, 94070
- Phone: 650-226-0123

## Officers, directors & promoters (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| RICHARD C PFENNIGER, JR | Director | SAN CARLOS, CA |
| THOMAS C QUERTERMOUS | Director | SAN CARLOS, CA |
| SIMON H STERTZER | Director | SAN CARLOS, CA |
| RICHARD T ALLEN | Executive Officer | SAN CARLOS, CA |
| ERIC T DUCKERS | Executive Officer | SAN CARLOS, CA |
| DAVID L MCCLUNG | Executive Officer | SAN CARLOS, CA |
| PHIL M PESTA | Executive Officer | SAN CARLOS, CA |
| Peter Altman | Promoter | San Carlos, CA |
| Steven Rubin | Director | Miami, FL |
| Andrew Brooks | Director | San Francisco, CA |
| Andrew Brooks | Executive Officer | San Francisco, CA |
| Thomas Morgan | Director | Wilmington, DE |
| Richard C Pfenniger | Director | San Carlos, CA |
| Allan R Tessler | Director | San Carlos, CA |
| Richard L Krasno | Director | San Carlos, CA |
| Thomas Quertermous | Director | San Carlos, CA |
| Simon Stertzer | Director | San Carlos, CA |
| Fernando L Fernandez | Director | San Carlos, CA |
| David C McClung | Executive Officer | San Carlos, CA |
| Peter Altman | Director | San Carlos, CA |
| Peter Altman | Executive Officer | San Carlos, CA |
| Jay M Moyes | Director | Salt Lake City, UT |
| Subbarao Uppaluri | Director | Beverly Hills, CA |
| Joseph Loggia | Director | Beverly Hills, CA |
| Derrick Romine | Executive Officer | Beverly Hills, CA |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-01-07](https://search.stillhousedata.com/formd/0000925741-19-000002) | D | $4.0M | $4.0M |
| [2009-12-16](https://search.stillhousedata.com/formd/0001136261-09-000379) | D | $6.5M | $6.2M |
| [2009-10-13](https://search.stillhousedata.com/formd/0001136261-09-000290) | D | $8.0M | $3.0M |

## More

- [CIK 925741 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=925741&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001635886-16-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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