# WaveGuide Corp — Form D

WaveGuide Corp of WALTHAM, MA, a company, filed a Form D exempt-offering notice with the SEC on 2021-09-10. The offering totals $5.0M, of which $2.6M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2021-09-10
- Form: D
- Accession: 0001640481-21-000003
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $5.0M
- Amount sold: $2.6M
- Remaining: $2.4M
- Minimum investment: $8K
- Investors: 15
- Date of first sale: 2021-07-06
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-412973

## Issuer

- Name: WaveGuide Corp
- CIK: 0001640481
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 135 BEAVER STREET 53 State Street, 15th Floor, WALTHAM, MA, 02452
- Phone: 617-892-9700

## Officers, directors & promoters (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Harold K Handelsmen | Director | Waltham, MA |
| Peter K Farrell, Ph.D | Director | Waltham, MA |
| Charles K Pieper | Director | Waltham, MA |
| Brian K Finn | Director | Waltham, MA |
| Peter K Finn, Esq. | Executive Officer | Boston, MA |
| Brian Finn | Director | Waltham, MA |
| Brian Finn | Related Person | Waltham, MA |
| Peter Farrell, Ph.D | Director | Waltham, MA |
| Peter Farrell, Ph.D | Related Person | Waltham, MA |
| "Harold ""Hank""" Handelsmen | Director | Newton Center, MA |
| Charles Pieper | Director | Waltham, MA |
| Charles Pieper | Related Person | Waltham, MA |
| Peter Finn, Esq. | Executive Officer | Boston, MA |
| Peter Finn, Esq. | Related Person | Boston, MA |
| Nelson Stacks | Director | Newton Center, MA |
| Nelson Stacks | Executive Officer | Newton Center, MA |
| Peter Farrell, Ph.D. | Director | Cambridge, MA |
| Marcus Semones, Ph.D. | Executive Officer | Cambridge, MA |
| Nelson K Stacks | Director | Cambridge, MA |
| Nelson K Stacks | Executive Officer | Cambridge, MA |
| Peter B Finn, Esq. | Executive Officer | Boston, MA |
| Isaac K Blech | Director | Cambridge, MA |
| Michael K Jones | Director | Cambridge, MA |
| Marcus K Semones, Ph.D. | Director | Cambridge, MA |
| Marcus K Semones, Ph.D. | Executive Officer | Cambridge, MA |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-07-30](https://search.stillhousedata.com/formd/0001640481-26-000003) | D | $2.8M | $200K |
| [2025-05-08](https://search.stillhousedata.com/formd/0001640481-25-000001) | D | $6.5M | $3.0M |
| [2024-05-09](https://search.stillhousedata.com/formd/0001640481-24-000002) | D | $4.3M | $1.9M |
| [2023-03-03](https://search.stillhousedata.com/formd/0001640481-23-000002) | D | $33.1M | $8.3M |
| [2019-06-05](https://search.stillhousedata.com/formd/0001640481-19-000001) | D | $5.0M | $2.6M |
| [2018-11-26](https://search.stillhousedata.com/formd/0001640481-18-000002) | D | $3.4M | $3.4M |
| [2015-06-17](https://search.stillhousedata.com/formd/0001640481-15-000002) | D/A | $27.0M | $27.0M |
| [2015-04-28](https://search.stillhousedata.com/formd/0001640481-15-000001) | D | $20.0M | $13.9M |

## More

- [CIK 1640481 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1640481&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001640481-21-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
