# III Convex Strategies Fund Ltd. — Form D

III Convex Strategies Fund Ltd. of Camana Bay, Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-07-29. $100.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-07-29
- Form: D
- Accession: 0001649300-15-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $100.0M
- Minimum investment: $1.0M
- Investors: 1
- Date of first sale: 2015-06-01
- Security types: fund interests
- SEC file number: 021-244711

## Issuer

- Name: III Convex Strategies Fund Ltd.
- CIK: 0001649300
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2015
- Address: Waystone Governance Ltd., Camana Bay, Grand Cayman, E9, KY1-1103
- Phone: 345-949-2777

## Officers, directors & promoters (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Paras P Malde | Director | Grand Cayman, E9 |
| Karen L Hansen | Executive Officer | Boca Raton, FL |
| n/a III Capital Management | Executive Officer | Boca Raton, FL |
| n/a III Capital Management | Promoter | Boca Raton, FL |
| Jason L Prest | Executive Officer | Boca Raton, FL |
| Thomas L Olofsson | Executive Officer | Boca Raton, FL |
| Christian L Pellegrino | Executive Officer | Boca Raton, FL |
| Yelena L Anuar | Executive Officer | Boca Raton, FL |
| Jonathan P Morgan | Director | Darien, CT |
| Mark L Perry | Executive Officer | Boca Raton, FL |
| Robert L Hart | Executive Officer | Boca Raton, FL |
| Deep L Kumar | Executive Officer | Boca Raton, FL |
| Jay P Wells | Executive Officer | Boca Raton, FL |
| Antonine L Tan | Executive Officer | Boca Raton, FL |
| Gonen P Minuskin | Executive Officer | Boca Raton, FL |
| Jon P Morgan | Director | Grand Cayman, E9 |
| Brandon L Pellegrino | Executive Officer | Boca Raton, FL |
| William N McCauley | Executive Officer | Boca Raton, FL |
| Garth N Friesen | Executive Officer | Boca Raton, FL |
| Garth P Friesen | Executive Officer | Boca Raton, FL |
| Andrew P Galloway | Director | Grand Cayman, E9 |
| Warren B Mosler | Executive Officer | Boca Raton, FL |
| Francis D Feeney | Executive Officer | Boca Raton, FL |
| Michael L Reger | Executive Officer | Boca Raton, FL |
| Scott L Wyler | Executive Officer | Boca Raton, FL |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-03-22](https://search.stillhousedata.com/formd/0001649300-23-000002) | D/A | — | $286.1M |
| [2021-12-02](https://search.stillhousedata.com/formd/0001649300-21-000001) | D/A | — | $445.8M |
| [2020-11-25](https://search.stillhousedata.com/formd/0001649300-20-000001) | D/A | — | $445.8M |
| [2019-11-27](https://search.stillhousedata.com/formd/0001649300-19-000001) | D/A | — | $315.7M |
| [2018-11-27](https://search.stillhousedata.com/formd/0001649300-18-000001) | D/A | — | $223.6M |
| [2017-11-22](https://search.stillhousedata.com/formd/0001657746-17-000004) | D/A | — | $216.8M |
| [2016-11-22](https://search.stillhousedata.com/formd/0001649300-16-000004) | D/A | — | $102.7M |
| [2016-07-29](https://search.stillhousedata.com/formd/0001649300-16-000002) | D/A | — | $100.0M |

## More

- [CIK 1649300 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1649300&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001649300-15-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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