# Baring Investment Series, LLC - Barings International Small Cap Equity Fund — Form D/A

Baring Investment Series, LLC - Barings International Small Cap Equity Fund of Charlotte, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2018-02-09. $29.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-02-09
- Form: D/A
- Accession: 0001666488-18-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $29.0M
- Investors: 5
- Date of first sale: 2016-02-01
- Security types: fund interests
- SEC file number: 021-257392

## Issuer

- Name: Baring Investment Series, LLC - Barings International Small Cap Equity Fund
- CIK: 0001666488
- Entity type: Limited Liability Company
- Jurisdiction: DISTRICT OF COLUMBIA
- Address: 300 South Tryon Street, Charlotte, NC, 28202
- Phone: (704) 805-7200

## Officers, directors & promoters (20)

| Name | Role | Location |
| --- | --- | --- |
| Susan A Moore | Director | Boston, MA |
| Traci A Thelen | Director | Boston, MA |
| n/a Baring North America LLC | Executive Officer | Boston, MA |
| Traci A Thelen | Executive Officer | Boston, MA |
| Michael Brown | Director | Malvern, PA |
| Michael Brown | Executive Officer | Malvern, PA |
| N/A Barings LLC | Executive Officer | CHARLOTTE, NC |
| Luke Foster | Director | Charlotte, NC |
| Luke Foster | Executive Officer | Charlotte, NC |
| Managing Member Barings LLC | Promoter | Charlotte, NC |
| Investment Manager Baring International Investment Limited | Promoter | London, X0 |
| n/a Baring International Investment Limited | Executive Officer | London, X0 |
| Jill Dinerman | Director | Charlotte, NC |
| Jill Dinerman | Executive Officer | Charlotte, NC |
| Michele Kunitz | Director | Springfield, MA |
| Susan Moore | Director | Boston, MA |
| Robert Cecere | Director | Boston, MA |
| Robert Cecere | Executive Officer | Boston, MA |
| DAVID BRENNEN | Director | BOSTON, MA |
| MANAGING MEMBER BARING NORTH AMERICA LLC | Promoter | BOSTON, MA |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-07-02](https://search.stillhousedata.com/formd/0001470831-25-000064) | D/A | — | $391.6M |
| [2024-07-03](https://search.stillhousedata.com/formd/0001666488-24-000001) | D/A | — | $391.6M |
| [2023-07-07](https://search.stillhousedata.com/formd/0001666488-23-000001) | D/A | — | $391.6M |
| [2022-07-07](https://search.stillhousedata.com/formd/0001666488-22-000001) | D/A | — | $381.3M |
| [2020-02-12](https://search.stillhousedata.com/formd/0001666488-20-000001) | D/A | — | $257.1M |
| [2019-02-12](https://search.stillhousedata.com/formd/0001443715-19-000004) | D/A | — | $172.2M |
| [2017-02-10](https://search.stillhousedata.com/formd/0001666488-17-000002) | D/A | — | $20.5M |
| [2016-02-12](https://search.stillhousedata.com/formd/0001666488-16-000001) | D | — | $15.0M |

## More

- [CIK 1666488 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1666488&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001666488-18-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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