# Advisor Group Holdings, Inc. — Form D

Advisor Group Holdings, Inc. of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2016-10-07. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2016-10-07
- Form: D
- Accession: 0001677044-16-000004
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Minimum investment: $50K
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-272104

## Issuer

- Name: Advisor Group Holdings, Inc.
- CIK: 0001677044
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2016
- Address: ONE WORLD FINANCIAL CENTER, NEW YORK, NY, 10281
- Phone: (212) 551-5133

## Officers, directors & promoters (23)

| Name | Role | Location |
| --- | --- | --- |
| Valerie Gay Brown | Executive Officer | Phoenix, AZ |
| Erica Maja McGinnis | Executive Officer | Phoenix, AZ |
| Andrea Michelle Dircks-Larsen | Executive Officer | Phoenix, AZ |
| Mark F Vassallo | Director | New York, NY |
| James Gay MacNaughton | Director | New York, NY |
| Donald B Marron | Director | New York, NY |
| James William Clabby III | Executive Officer | Atlanta, GA |
| Jeffrey Michael Auld | Executive Officer | Phoenix, AZ |
| Jerome John Murphy | Executive Officer | Atlanta, 2Q |
| Matthew Adam Schlueter | Executive Officer | Atlanta, GA |
| Stuart J Szabo | Director | Montreal, A8 |
| Mary Kathryn Simonson | Executive Officer | Phoenix, AZ |
| Susan Suskind Theder | Executive Officer | Phoenix, AZ |
| Allison Lee Pratt | Executive Officer | New York, NY |
| Dmitry David Goldin | Executive Officer | New York, NY |
| Cynthia Ann Hamel | Executive Officer | Phoenix, AZ |
| Valerie Gay Brown | Director | Phoenix, AZ |
| Richard David Fergesen | Executive Officer | Oakdale, MN |
| Richard J Sterne | Director | New York, NY |
| James Dale Price | Director | Phonix, AZ |
| James Dale Price | Executive Officer | Phonix, AZ |
| Noah David Sorkin | Executive Officer | New York, NY |
| Patrick Gay Daignault | Director | Montreal, A8 |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-01-11](https://search.stillhousedata.com/formd/0001677044-17-000002) | D/A | — | $9.2M |

## More

- [CIK 1677044 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1677044&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001677044-16-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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