# Luna Pharmaceuticals, Inc. — Form D

Luna Pharmaceuticals, Inc. of PROVIDENCE, RI, a company, filed a Form D exempt-offering notice with the SEC on 2019-12-26. The offering totals $2.5M, of which $2.3M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2019-12-26
- Form: D
- Accession: 0001688483-19-000002
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $2.5M
- Amount sold: $2.3M
- Remaining: $236K
- Minimum investment: $7K
- Investors: 10
- Date of first sale: 2019-12-19
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-356437

## Issuer

- Name: Luna Pharmaceuticals, Inc.
- CIK: 0001688483
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 244 WEYBOSSET STREET, PROVIDENCE, RI, 02903
- Phone: 401-383-0299

## Officers, directors & promoters (21)

| Name | Role | Location |
| --- | --- | --- |
| Dan Aziz | Director | Providence, RI |
| Richard M Katzman | Director | Providence, RI |
| Mark M Lerohl | Director | Providence, RI |
| Raymond M Mathieu | Director | Providence, RI |
| Kevin M Murphy | Director | Minnetonka, MN |
| Amy M Wolf | Director | Providence, RI |
| Dan Aziz | Executive Officer | Providence, RI |
| Raymond M Mathieu | Executive Officer | Providence, RI |
| Kevin Murphy | Director | West Hollywood, CA |
| AMY WOLF | Director | BALTIMORE, MD |
| Peter Finn | Executive Officer | Watertown, MA |
| Amy D Wolf | Director | Providence, RI |
| Arlene D Dickinson | Director | Providence, RI |
| Raymond D Mathieu | Director | Providence, RI |
| Raymond D Mathieu | Executive Officer | Providence, RI |
| Robert D Aziz | Director | Providence, RI |
| Robert D Aziz | Executive Officer | Providence, RI |
| Ray Mathieu | Director | Providence, RI |
| Mark Lehrol | Director | Providence, RI |
| Charlie Baynes-Reid | Director | New York, NY |
| Anthony Longo | Director | Providence, RI |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-02-09](https://search.stillhousedata.com/formd/0001688483-21-000001) | D | $5.9M | — |
| [2019-01-31](https://search.stillhousedata.com/formd/0001688483-19-000001) | D/A | $1.0M | $517K |
| [2018-03-15](https://search.stillhousedata.com/formd/0001688483-18-000001) | D | $500K | $210K |
| [2016-11-08](https://search.stillhousedata.com/formd/0001688483-16-000001) | D | $3.5M | $1.8M |

## More

- [CIK 1688483 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1688483&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001688483-19-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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