# Neuberger Berman U.S. Equity Index PutWrite Fund LLC — Form D/A

Neuberger Berman U.S. Equity Index PutWrite Fund LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2020-02-06. $1.2B was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2020-02-06
- Form: D/A
- Accession: 0001698121-20-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $1.2B
- Minimum investment: $10.0M
- Investors: 41
- Date of first sale: 2017-02-01
- Security types: fund interests
- SEC file number: 021-280705

## Issuer

- Name: Neuberger Berman U.S. Equity Index PutWrite Fund LLC
- CIK: 0001698121
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2016
- Address: 1290 AVENUE OF THE AMERICAS Suite 2400, NEW YORK, NY, 10104
- Phone: 212-476-5900

## Officers, directors & promoters (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Ashok Bhatia | Director | Chicago, IL |
| Ashok Bhatia | Executive Officer | Chicago, IL |
| Ashok Bhatia | Related Person | Chicago, IL |
| Stephen Wright | Related Person | New York, NY |
| Kenneth deRegt | Related Person | New York, NY |
| John Douglas Kramer | Director | New York, NY |
| John Douglas Kramer | Executive Officer | New York, NY |
| John Douglas Kramer | Related Person | New York, NY |
| n/a Neuberger Berman Investment Advisers LLC | Promoter | New York, NY |
| Stephen Douglas Wright | Director | New York, NY |
| Stephen Douglas Wright | Executive Officer | New York, NY |
| Kenneth V deRegt | Director | New York, NY |
| Kenneth V deRegt | Executive Officer | New York, NY |
| Stephen V Wright | Director | New York, NY |
| Stephen V Wright | Executive Officer | New York, NY |
| Joseph V Amato | Director | New York, NY |
| Joseph V Amato | Executive Officer | New York, NY |
| Vanessa V Rosenthal | Director | New York, NY |
| Vanessa V Rosenthal | Executive Officer | New York, NY |
| Lawrence V Kohn | Director | New York, NY |
| Lawrence V Kohn | Executive Officer | New York, NY |
| Robert V Eason | Director | New York, NY |
| Robert V Eason | Executive Officer | New York, NY |
| Lawrence Kohn | Related Person | New York, NY |
| Robert Eason | Related Person | New York, NY |

## Other filings by this issuer (18)

_Showing 15 of 18 filings._

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-07-14](https://search.stillhousedata.com/formd/0001698121-26-000002) | D/A | — | $2.2B |
| [2025-07-14](https://search.stillhousedata.com/formd/0000898432-25-000472) | D/A | — | $2.2B |
| [2024-07-15](https://search.stillhousedata.com/formd/0000898432-24-000563) | D/A | — | $2.1B |
| [2024-04-11](https://search.stillhousedata.com/formd/0000898432-24-000294) | D/A | — | $2.1B |
| [2023-04-14](https://search.stillhousedata.com/formd/0001507943-23-000027) | D/A | — | $2.1B |
| [2022-06-30](https://search.stillhousedata.com/formd/0001794159-22-000068) | D/A | — | $2.0B |
| [2021-06-30](https://search.stillhousedata.com/formd/0001794159-21-000050) | D/A | — | $1.4B |
| [2021-02-05](https://search.stillhousedata.com/formd/0001794159-21-000010) | D/A | — | $1.4B |
| [2019-07-02](https://search.stillhousedata.com/formd/0001724485-19-000068) | D/A | — | $961.6M |
| [2019-04-04](https://search.stillhousedata.com/formd/0001748316-19-000055) | D/A | — | $955.6M |
| [2019-01-08](https://search.stillhousedata.com/formd/0001748316-19-000013) | D/A | — | $663.1M |
| [2018-09-07](https://search.stillhousedata.com/formd/0001698121-18-000001) | D/A | — | $598.4M |
| [2018-02-26](https://search.stillhousedata.com/formd/0000898432-18-000219) | D/A | — | $302.2M |
| [2017-12-19](https://search.stillhousedata.com/formd/0000898432-17-001311) | D/A | — | $263.1M |
| [2017-08-21](https://search.stillhousedata.com/formd/0001625257-17-000107) | D/A | — | $158.7M |

## More

- [CIK 1698121 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1698121&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001698121-20-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.