# III EP Strategies Fund Ltd. — Form D/A

III EP Strategies Fund Ltd. of Grand Cayman, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2020-08-28. $33.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2020-08-28
- Form: D/A
- Accession: 0001715337-20-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $33.0M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2017-08-01
- Security types: fund interests
- SEC file number: 021-293698

## Issuer

- Name: III EP Strategies Fund Ltd.
- CIK: 0001715338
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2017
- Address: DMS Corporate Services Ltd., Grand Cayman, E9, KY1-1108
- Phone: 345-949-2777

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| Karen L Hansen | Executive Officer | Boca Raton, FL |
| n/a III Capital Management | Promoter | Boca Raton, FL |
| Jason L Prest | Executive Officer | Boca Raton, FL |
| Thomas L Olofsson | Executive Officer | Boca Raton, FL |
| Yelena L Anuar | Executive Officer | Boca Raton, FL |
| Mark L Perry | Executive Officer | Boca Raton, FL |
| Robert L Hart | Executive Officer | Boca Raton, FL |
| Deep L Kumar | Executive Officer | Boca Raton, FL |
| Brandon L Pellegrino | Executive Officer | Boca Raton, FL |
| Garth P Friesen | Executive Officer | Boca Raton, FL |
| Andrew P Galloway | Director | Grand Cayman, E9 |
| Francis P Feeney | Executive Officer | Boca Raton, FL |
| Robert P Printz | Executive Officer | Boca Raton, FL |
| Thomas D Olofsson | Executive Officer | Boca Raton, FL |
| Michael B Reger | Executive Officer | Boca Raton, FL |
| Warren B Mosler | Executive Officer | Boca Raton, FL |
| Francis D Feeney | Executive Officer | Boca Raton, FL |
| Michael L Reger | Executive Officer | Boca Raton, FL |
| Scott L Wyler | Executive Officer | Boca Raton, FL |
| William P McCauley | Executive Officer | Boca Raton, FL |
| Lester N Coyle | Executive Officer | Boca Raton, FL |
| Clifford G Viner | Executive Officer | Boca Raton, FL |
| Robert A Printz | Executive Officer | Boca Raton, FL |
| Laura P McGrath | Director | Christiansted, St. Croix, VI |
| David P Bree | Director | Grand Cayman, E9 |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-08-27](https://search.stillhousedata.com/formd/0001715338-21-000001) | D/A | — | $46.0M |
| [2019-08-29](https://search.stillhousedata.com/formd/0001557326-19-000002) | D/A | — | $28.0M |
| [2018-08-29](https://search.stillhousedata.com/formd/0001715338-18-000001) | D/A | — | $20.0M |
| [2017-08-29](https://search.stillhousedata.com/formd/0001715337-17-000002) | D | — | $20.0M |

## More

- [CIK 1715338 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1715338&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001715337-20-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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