# Transphorm, Inc. — Form D

Transphorm, Inc. of GOLETA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2021-04-01. The offering totals $1.0M, of which $1.0M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2021-04-01
- Form: D
- Accession: 0001715768-21-000048
- Industry: Other Technology
- Exemptions: 06b
- Total offering: $1.0M
- Amount sold: $1.0M
- Investors: 1
- Date of first sale: 2021-03-31
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-394443

## Issuer

- Name: Transphorm, Inc.
- CIK: 0001715768
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2017
- Address: 75 CASTILIAN DRIVE, GOLETA, CA, 93117
- Phone: 805-456-1300

## Officers, directors & promoters (18)

| Name | Role | Location |
| --- | --- | --- |
| Brittany Bagley | Director | Goleta, CA |
| David Julian Kerko | Director | Goleta, CA |
| Primit Parikh | Director | Goleta, CA |
| Primit Parikh | Executive Officer | Goleta, CA |
| Cameron Julian McAulay | Executive Officer | Goleta, CA |
| Kelly Julian Smales | Director | Goleta, CA |
| Michael Julian Humphreys | Director | Goleta, CA |
| Umesh Mishra | Director | Goleta, CA |
| Umesh Mishra | Executive Officer | Goleta, CA |
| Cynthia Julian Moreland | Director | Goleta, CA |
| Katharina Julian McFarland | Director | Goleta, CA |
| Eiji Julian Yatagawa | Director | Goleta, CA |
| David Kerko | Director | Santa Barbara, CA |
| Primit Julian Parikh | Executive Officer | Goleta, CA |
| Mario Rivas | Director | Goleta, CA |
| Mario Rivas | Executive Officer | Goleta, CA |
| Eiji Yatagawa | Director | Goleta, CA |
| Cameron McAulay | Executive Officer | Goleta, CA |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-12-29](https://search.stillhousedata.com/formd/0001715768-23-000113) | D | $4.1M | $4.1M |
| [2023-04-18](https://search.stillhousedata.com/formd/0001715768-23-000021) | D | $21.9M | $21.9M |
| [2021-12-13](https://search.stillhousedata.com/formd/0001715768-21-000156) | D | $12.9M | $12.9M |
| [2021-11-10](https://search.stillhousedata.com/formd/0001715768-21-000131) | D | $33.0M | $33.0M |
| [2021-01-06](https://search.stillhousedata.com/formd/0001715768-21-000001) | D | $15.0M | $15.0M |
| [2020-02-27](https://search.stillhousedata.com/formd/0001715768-20-000005) | D | $60.0M | $21.5M |
| [2020-02-27](https://search.stillhousedata.com/formd/0001715768-20-000004) | D | $112.6M | $112.6M |

## More

- [CIK 1715768 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1715768&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001715768-21-000048.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.