# Tri-County Financial Group, Inc. — Form D

Tri-County Financial Group, Inc. of MENDOTA, IL, a company, filed a Form D exempt-offering notice with the SEC on 2021-11-05. The offering totals $10.0M, of which $10.0M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2021-11-05
- Form: D
- Accession: 0001725262-21-000003
- Industry: Commercial Banking
- Exemptions: 06b
- Total offering: $10.0M
- Amount sold: $10.0M
- Minimum investment: $500K
- Investors: 9
- Date of first sale: 2021-10-12
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-420092

## Issuer

- Name: Tri-County Financial Group, Inc.
- CIK: 0001725262
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 706 WASHINGTON STREET, MENDOTA, IL, 61342
- Phone: 815-538-2265

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| Kent J Carnahan | Director | Mendota, IL |
| Matthew J Carroll | Director | Mendota, IL |
| Doug J Fitzgerald | Director | Mendota, IL |
| Robert J Vickrey | Director | Mendota, IL |
| Jacqueline J Bend | Executive Officer | Chicago, IL |
| Trisha J Harrison | Executive Officer | Mendota, IL |
| Thomas J Prescott | Director | Mendota, IL |
| Kati J Stevenson | Director | Mendota, IL |
| Kenneth J Otterbach | Director | Mendota, IL |
| Lana J Eddy | Executive Officer | Mendota, IL |
| Connie J Ganz | Executive Officer | Mendota, IL |
| Timothy J McConville | Director | Mendota, IL |
| Timothy J McConville | Executive Officer | Mendota, IL |
| Julie J Setchell | Director | Mendota, IL |
| Goodwin J Toraason | Director | Mendota, IL |
| Goodwin J Toraason | Executive Officer | Mendota, IL |
| John J Holland | Director | Chicago, IL |
| Matthew J Faber | Director | Mendota, IL |
| Douglas J Fitzgerald | Director | Mendota, IL |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-11-08](https://search.stillhousedata.com/formd/0001725262-21-000004) | D/A | $10.0M | $10.0M |
| [2017-12-13](https://search.stillhousedata.com/formd/0001725262-17-000001) | D | $20.0M | $20.0M |

## More

- [CIK 1725262 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1725262&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001725262-21-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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