# GEODE CAPITAL HOLDINGS LLC — Form D

GEODE CAPITAL HOLDINGS LLC of BOSTON, MA, a company, filed a Form D exempt-offering notice with the SEC on 2018-03-15. The offering totals $111K, of which $111K was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2018-03-15
- Form: D
- Accession: 0001728169-18-000003
- Industry: Other Banking and Financial Services
- Exemptions: 06c
- Total offering: $111K
- Amount sold: $111K
- Investors: 2
- Date of first sale: 2018-02-28
- Revenue range: Decline to Disclose
- SEC file number: 021-307810

## Issuer

- Name: GEODE CAPITAL HOLDINGS LLC
- CIK: 0001269241
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 100 SUMMER STREET 12TH FLOOR, BOSTON, MA, 02110
- Phone: 617-392-8533

## Officers, directors & promoters (52)

_Showing 25 of 52 people._

| Name | Role | Location |
| --- | --- | --- |
| Vincent Gubitosi | Executive Officer | Newton, MA |
| RONALD DEPOALO | Related Person | BOSTON, MA |
| David Lane | Executive Officer | New York, NY |
| Jennifer Uhrig | Director | Weston, MA |
| Jennifer Uhrig | Related Person | Weston, MA |
| Philip L Bullen | Director | Jupiter, FL |
| Michael Ciccone | Executive Officer | Dedham, MA |
| Michael Ciccone | Related Person | Dedham, MA |
| Thomas L Sprague | Director | Brewster, MA |
| Matthew J Nevins | Executive Officer | Wenham, MA |
| Laura Doherty | Executive Officer | Needham, MA |
| Laura Doherty | Related Person | Needham, MA |
| Gerard John McGraw | Director | Holmdel, NJ |
| Gerard John McGraw | Related Person | Holmdel, NJ |
| Sorin Codreanu | Executive Officer | Winchester, MA |
| Sorin Codreanu | Related Person | Winchester, MA |
| Kathryn L Dunn | Director | Hull, MA |
| Alok L Kapoor | Director | Milton, MA |
| Jennifer S Uhrig | Director | Weston, MA |
| Michael S Ciccone | Executive Officer | Dedham, MA |
| Sorin S Codreanu | Executive Officer | Winchester, MA |
| Alok K Kapoor | Director | Milton, MA |
| Thomas J Sprague | Director | Boston, MA |
| Eric D Roiter | Director | Chestnut Hill, MA |
| Arlene Corning Rockefeller | Director | Newton, MA |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-04-07](https://search.stillhousedata.com/formd/0001269241-26-000003) | D/A | — | $8.2M |
| [2025-04-11](https://search.stillhousedata.com/formd/0001269241-25-000003) | D/A | — | $5.8M |
| [2024-04-11](https://search.stillhousedata.com/formd/0001269241-24-000005) | D/A | — | $3.7M |
| [2023-04-11](https://search.stillhousedata.com/formd/0001269241-23-000001) | D | — | $2.9M |
| [2021-03-31](https://search.stillhousedata.com/formd/0001269241-21-000008) | D/A | $4.0M | $4.0M |
| [2021-03-11](https://search.stillhousedata.com/formd/0001269241-21-000007) | D/A | $178K | $178K |
| [2020-03-13](https://search.stillhousedata.com/formd/0001269241-20-000004) | D/A | $178K | $178K |
| [2019-03-14](https://search.stillhousedata.com/formd/0001269241-19-000003) | D/A | $178K | $178K |
| [2016-03-11](https://search.stillhousedata.com/formd/0001269241-16-000009) | D/A | $17.6M | $17.6M |
| [2015-03-03](https://search.stillhousedata.com/formd/0001269241-15-000001) | D/A | $17.2M | $17.2M |
| [2014-02-13](https://search.stillhousedata.com/formd/0001269241-14-000001) | D/A | $17.0M | $17.0M |
| [2013-04-08](https://search.stillhousedata.com/formd/0001269241-13-000003) | D | $16.9M | $16.9M |

## More

- [CIK 1269241 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1269241&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001728169-18-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.