# ZETAGEN THERAPEUTICS, INC. — Form D

ZETAGEN THERAPEUTICS, INC. of SYRACUSE, NY, a company, filed a Form D exempt-offering notice with the SEC on 2018-02-13. The offering totals $1.7M, of which $1.7M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2018-02-13
- Form: D
- Accession: 0001730728-18-000002
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $1.7M
- Amount sold: $1.7M
- Minimum investment: $10K
- Investors: 47
- Date of first sale: 2017-01-28
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-305466

## Issuer

- Name: ZETAGEN THERAPEUTICS, INC.
- CIK: 0001730728
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2015
- Address: 841 EAST FAYETTE STREET, SYRACUSE, NY, 13210
- Phone: 315-475-2200

## Officers, directors & promoters (11)

| Name | Role | Location |
| --- | --- | --- |
| Joe C Loy | Director | Weatherford, TX |
| Joe C Loy | Executive Officer | Weatherford, TX |
| Richard C Warburg | Director | Bethesda, MD |
| Ashok C Kaveeshwar | Director | Bethesda, MD |
| Nikhil Thakur, MD | Director | Andover, MA |
| Nikhil Thakur, MD | Executive Officer | Andover, MA |
| Donald C Brown | Director | Hopkinton, MA |
| David B Tischler | Director | San Francisco, CA |
| David B Tischler | Executive Officer | San Francisco, CA |
| Peter B Finn | Director | Boston, MA |
| Peter B Finn | Executive Officer | Boston, MA |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-11-12](https://search.stillhousedata.com/formd/0001730728-25-000003) | D/A | $13.0M | $12.9M |
| [2025-01-23](https://search.stillhousedata.com/formd/0001730728-25-000001) | D | $6.2M | $83K |
| [2023-02-06](https://search.stillhousedata.com/formd/0001730728-23-000001) | D | $15.0M | $9.6M |
| [2019-12-27](https://search.stillhousedata.com/formd/0001730728-19-000001) | D | $8.5M | $840K |
| [2018-12-26](https://search.stillhousedata.com/formd/0001730728-18-000005) | D | $1.0M | $1.0M |

## More

- [CIK 1730728 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1730728&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001730728-18-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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