# Flat Rock Opportunity Fund — Form D/A

Flat Rock Opportunity Fund of JACKSON, WY, a pooled investment fund, filed a Form D amendment with the SEC on 2021-12-16. The offering totals $24.6M, of which $24.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2021-12-16
- Form: D/A
- Accession: 0001732078-21-000003
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $24.6M
- Amount sold: $24.6M
- Minimum investment: $4.9M
- Investors: 1
- Date of first sale: 2021-10-26
- Security types: fund interests
- SEC file number: 021-420638

## Issuer

- Name: Flat Rock Opportunity Fund
- CIK: 0001732078
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Incorporated: 2018
- Address: 680 S. CACHE STREET, JACKSON, WY, 83001
- Phone: (307) 500-5200

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| Robert K Grunewald | Director | Jackson, WY |
| Shiloh K Bates | Executive Officer | Jackson, WY |
| Robert K Grunewald | Executive Officer | Jackson, WY |
| Ryan K Ripp | Executive Officer | Jackson, WY |
| LLC K Flat Rock Global | Promoter | Jackson, WY |
| LLC H Flat Rock Global | Promoter | Jackson, WY |
| Marshall H Durston | Director | Jackson, WY |
| Robert H Grunewald | Director | Jackson, WY |
| Robert H Grunewald | Executive Officer | Jackson, WY |
| R. Scott Coolidge | Director | Jackson, WY |
| Ryan H Ripp | Executive Officer | Jackson, WY |
| Shiloh H Bates | Executive Officer | Jackson, WY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2022-02-18](https://search.stillhousedata.com/formd/0001732078-22-000001) | D | $20.0M | $20.0M |
| [2021-11-10](https://search.stillhousedata.com/formd/0001732078-21-000002) | D | $20.0M | $20.0M |

## More

- [CIK 1732078 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1732078&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001732078-21-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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