# OC 535 Offshore Fund SPC - Segregated Portfolio 5 — Form D

OC 535 Offshore Fund SPC - Segregated Portfolio 5 of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2018-05-15. $106.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-05-15
- Form: D
- Accession: 0001740453-18-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $106.6M
- Minimum investment: $100K
- Investors: 17
- Date of first sale: 2018-05-07
- Security types: fund interests
- SEC file number: 021-312396

## Issuer

- Name: OC 535 Offshore Fund SPC - Segregated Portfolio 5
- CIK: 0001740453
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Address: Maples Corporate Services Limited, Grand Cayman, E9, KY1-1104
- Phone: 345-959-8066

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| Joseph C Workman | Executive Officer | Chicago, IL |
| Philip Dickie | Director | Grand Cayman, E9 |
| William EJ Walmsley | Director | Grand Cayman, E9 |
| n/a UBS O'Connor LLC | Executive Officer | Chicago, IL |
| Connor EJ Burke | Executive Officer | Chicago, IL |
| n/a UBS O'Connor Limited | Executive Officer | London, X0 |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-05-29](https://search.stillhousedata.com/formd/0001740453-20-000001) | D/A | — | $199.6M |
| [2019-05-29](https://search.stillhousedata.com/formd/0001740453-19-000002) | D/A | — | $189.3M |
| [2019-03-01](https://search.stillhousedata.com/formd/0001740453-19-000001) | D/A | — | $120.7M |

## More

- [CIK 1740453 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1740453&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001740453-18-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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