# Surface Ophthalmics, Inc. — Form D

Surface Ophthalmics, Inc. of PLEASANTON, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-05-22. The offering totals $20.0M, of which $15.0M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2018-05-22
- Form: D
- Accession: 0001741522-18-000001
- Industry: Pharmaceuticals
- Exemptions: 06b
- Total offering: $20.0M
- Amount sold: $15.0M
- Remaining: $5.0M
- Investors: 1
- Date of first sale: 2018-05-11
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-312944

## Issuer

- Name: Surface Ophthalmics, Inc.
- CIK: 0001741522
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2017
- Address: 5000 HOPYARD ROAD, PLEASANTON, CA, 94588
- Phone: 858-405-4448

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Mark Andrew Baum | Director | San Diego, CA |
| J. Andrew Corley | Director | San Diego, CA |
| Louis Andrew Drapeau | Director | San Diego, CA |
| Adrienne Andrew Graves | Director | San Diego, CA |
| Richard L Lindstrom | Director | Nashville, TN |
| Mark Andrew Baum | Executive Officer | San Diego, CA |
| Richard Lindstrom | Director | Avon by the Sea, NJ |
| Mark Baum | Director | San Diego, CA |
| Kamran Hosseini | Director | Pleasanton, CA |
| Kamran Hosseini | Executive Officer | Pleasanton, CA |
| Shelley Andy Thunen | Director | Pleasanton, CA |
| Adrienne Andy Graves | Director | Pleasanton, CA |
| Perry Andy Sternberg | Director | Pleasanton, CA |
| Perry Andy Sternberg | Executive Officer | Pleasanton, CA |
| J. Andy Corley | Director | Pleasanton, CA |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-08-13](https://search.stillhousedata.com/formd/0001741522-21-000004) | D/A | $30.6M | $25.1M |
| [2021-07-12](https://search.stillhousedata.com/formd/0001741522-21-000003) | D/A | $30.0M | $22.3M |
| [2021-06-10](https://search.stillhousedata.com/formd/0001741522-21-000002) | D | $30.0M | $5.8M |

## More

- [CIK 1741522 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1741522&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001741522-18-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.