# Tri-State Trading, LLC — Form D

Tri-State Trading, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2018-08-09. The offering totals $5.0M, of which $5.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-08-09
- Form: D
- Accession: 0001749653-18-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $5.0M
- Amount sold: $5.0M
- Minimum investment: $100K
- Investors: 6
- Date of first sale: 2017-12-21
- Security types: fund interests
- SEC file number: 021-318825

## Issuer

- Name: Tri-State Trading, LLC
- CIK: 0001749653
- Entity type: Limited Liability Company
- Jurisdiction: FLORIDA
- Incorporated: 2017
- Address: 315 MADISON AVENUE, SUITE 3051, NEW YORK, NY, 10017
- Phone: 646.854.5900

## Officers, directors & promoters (3)

| Name | Role | Location |
| --- | --- | --- |
| Richard Anthony Perea | Executive Officer | St. Petersburg, FL |
| Nicole Lawen Biernat Newhook | Executive Officer | Yardley, PA |
| Lawrence Carson Newhook | Executive Officer | Hamilton Parish, D0 |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-07-26](https://search.stillhousedata.com/formd/0001749653-23-000005) | D/A | — | $5.0M |

## More

- [CIK 1749653 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1749653&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001749653-18-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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