# WM Alternatives TOPS Long/Short Equity Fund LLC — Form D/A

WM Alternatives TOPS Long/Short Equity Fund LLC of WILMINGTON, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2023-06-28. $112.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2023-06-28
- Form: D/A
- Accession: 0001752870-23-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $112.0M
- Minimum investment: $250K
- Investors: 162
- Date of first sale: 2018-09-04
- Security types: fund interests
- SEC file number: 021-321518

## Issuer

- Name: WM Alternatives TOPS Long/Short Equity Fund LLC
- CIK: 0001752870
- Entity type: Limited Liability Company
- Jurisdiction: UNITED STATES
- Incorporated: 2018
- Address: C/O THE CORPORATION TRUST COMPANY 1209 ORANGE STREET, WILMINGTON, E9, 19801
- Phone: (212) 205-4100

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| . Lyxor Asset Management Inc. | Executive Officer | New York, NY |
| Jason Hubschman | Related Person | New York, NY |
| . Wilshire Advisors LLC | Executive Officer | Santa Monica, CA |
| Andrew Dabinett | Director | New York, NY |
| Andrew Dabinett | Related Person | New York, NY |
| Jason Francois Hubschman | Director | New York, NY |
| Jean Francois Tormo | Director | New York, NY |
| Jean Francois Tormo | Related Person | New York, NY |
| . Marshall Wace LLP | Executive Officer | London, X0 |
| . Marshall Wace LLP | Related Person | London, X0 |
| n/a Lyxor Asset Management Inc. | Executive Officer | New York, NY |
| N/A Marshall Wace LLP | Executive Officer | London, X0 |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-06-01](https://search.stillhousedata.com/formd/0001752870-26-000001) | D/A | — | $119.1M |
| [2025-06-09](https://search.stillhousedata.com/formd/0001752870-25-000003) | D/A | — | $118.9M |
| [2024-05-16](https://search.stillhousedata.com/formd/0001752870-24-000002) | D/A | — | $118.2M |
| [2022-06-29](https://search.stillhousedata.com/formd/0001752870-22-000001) | D/A | — | $92.5M |
| [2021-06-30](https://search.stillhousedata.com/formd/0001752870-21-000001) | D/A | — | $90.9M |
| [2020-07-21](https://search.stillhousedata.com/formd/0001752870-20-000002) | D/A | — | $90.9M |
| [2019-09-17](https://search.stillhousedata.com/formd/0001752870-19-000001) | D/A | — | $85.6M |
| [2018-09-17](https://search.stillhousedata.com/formd/0001752870-18-000002) | D | — | $52.7M |

## More

- [CIK 1752870 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1752870&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001752870-23-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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