# Aegis Special Situations Fund LLC - Series DNA I — Form D

Aegis Special Situations Fund LLC - Series DNA I of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2018-10-25. The offering totals $12.5M. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-10-25
- Form: D
- Accession: 0001756920-18-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Total offering: $12.5M
- Remaining: $12.5M
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-324324

## Issuer

- Name: Aegis Special Situations Fund LLC - Series DNA I
- CIK: 0001756920
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2018
- Address: 810 SEVENTH AVENUE, NEW YORK, NY, 10019
- Phone: 212-813-1010

## Officers, directors & promoters (8)

| Name | Role | Location |
| --- | --- | --- |
| - Aegis Capital Holding Corp. | Promoter | New York, NY |
| - Aegis Capital Corp. | Promoter | New York, NY |
| - Aegis Special Situations Management LLC | Director | New York, NY |
| - Aegis Special Situations Management LLC | Promoter | New York, NY |
| Mark Goldwasser | Director | Rockville, MD |
| Mark Goldwasser | Promoter | Rockville, MD |
| Cassel Shapiro | Director | New York, NY |
| Cassel Shapiro | Promoter | New York, NY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-01-08](https://search.stillhousedata.com/formd/0001756920-19-000001) | D/A | $12.5M | $5.3M |
| [2019-01-08](https://search.stillhousedata.com/formd/0001756920-19-000002) | D/A | $12.5M | $5.3M |

## More

- [CIK 1756920 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1756920&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001756920-18-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.