# Waterfall Sentinel Fund I (UB), LP — Form D/A

Waterfall Sentinel Fund I (UB), LP of New York, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2020-01-08. The offering totals $300.0M, of which $30.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2020-01-08
- Form: D/A
- Accession: 0001765422-20-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Total offering: $300.0M
- Amount sold: $30.0M
- Remaining: $270.0M
- Minimum investment: $5.0M
- Investors: 1
- Date of first sale: 2019-01-28
- Security types: fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-330964

## Issuer

- Name: Waterfall Sentinel Fund I (UB), LP
- CIK: 0001765422
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2019
- Address: 1251 Avenue of the Americas, New York, NY, 10020
- Phone: 212-257-4600

## Officers, directors & promoters (13)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Buttacavoli | Executive Officer | New York, NY |
| Thomas Capasse | Executive Officer | New York, NY |
| Eugene Weil | Executive Officer | New York, NY |
| n/a Waterfall Sentinel GP LLC | Promoter | New York, NY |
| n/a Waterfall Asset Management, LLC | Executive Officer | New York, NY |
| Jack Ross | Executive Officer | New York, NY |
| Kenneth Nick | Executive Officer | New York, NY |
| Tom Capasse | Executive Officer | New York, NY |
| Tom Buttacavoli | Executive Officer | New York, NY |
| John Nelligan | Executive Officer | Troy, MI |
| Alain Toto | Executive Officer | MIAMI BEACH, FL |
| Gene Weil | Executive Officer | New York, NY |
| n/a Waterfall Sentinel GP, LLC | Promoter | New York, NY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-01-08](https://search.stillhousedata.com/formd/0001765422-21-000001) | D/A | $300.0M | $30.0M |
| [2019-01-18](https://search.stillhousedata.com/formd/0001765422-19-000001) | D | $300.0M | — |

## More

- [CIK 1765422 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1765422&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001765422-20-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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