# III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC — Form D

III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC of Camana Bay, Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2019-01-30. $57.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2019-01-30
- Form: D
- Accession: 0001766211-19-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $57.9M
- Minimum investment: $100K
- Investors: 12
- Date of first sale: 2019-01-02
- Security types: fund interests
- SEC file number: 021-331789

## Issuer

- Name: III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC
- CIK: 0001766211
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2019
- Address: Waystone Governance Ltd, Camana Bay, Grand Cayman, E9, KY1-1103
- Phone: 345-949-2777

## Officers, directors & promoters (24)

| Name | Role | Location |
| --- | --- | --- |
| Paras P Malde | Director | Grand Cayman, E9 |
| Karen L Hansen | Executive Officer | Boca Raton, FL |
| n/a III Capital Management | Promoter | Boca Raton, FL |
| Jason L Prest | Executive Officer | Boca Raton, FL |
| Thomas L Olofsson | Executive Officer | Boca Raton, FL |
| Yelena L Anuar | Executive Officer | Boca Raton, FL |
| Mark L Perry | Executive Officer | Boca Raton, FL |
| Robert L Hart | Executive Officer | Boca Raton, FL |
| Deep L Kumar | Executive Officer | Boca Raton, FL |
| Antoine P Tan | Executive Officer | Boca Raton, FL |
| Christian P Pellegrino | Executive Officer | Boca Raton, FL |
| Brandon L Pellegrino | Executive Officer | Boca Raton, FL |
| Garth P Friesen | Executive Officer | Boca Raton, FL |
| Andrew P Galloway | Director | Grand Cayman, E9 |
| Jason P Prest | Executive Officer | Boca Raton, FL |
| Francis D Feeney | Executive Officer | Boca Raton, FL |
| Michael L Reger | Executive Officer | Boca Raton, FL |
| Scott L Wyler | Executive Officer | Boca Raton, FL |
| William P McCauley | Executive Officer | Boca Raton, FL |
| Lester N Coyle | Executive Officer | Boca Raton, FL |
| Clifford G Viner | Executive Officer | Boca Raton, FL |
| Robert A Printz | Executive Officer | Boca Raton, FL |
| Laura P McGrath | Director | Christiansted, St. Croix, VI |
| David P Bree | Director | Grand Cayman, E9 |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2022-02-11](https://search.stillhousedata.com/formd/0001664756-22-000004) | D/A | — | $146.5M |
| [2021-01-29](https://search.stillhousedata.com/formd/0001473970-21-000003) | D/A | — | $138.9M |
| [2020-01-30](https://search.stillhousedata.com/formd/0001766211-20-000001) | D/A | — | $122.8M |

## More

- [CIK 1766211 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1766211&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001766211-19-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.