# Neuberger Berman Principal Strategies Fund L.P. — Form D/A

Neuberger Berman Principal Strategies Fund L.P. of Chicago, IL, a pooled investment fund, filed a Form D amendment with the SEC on 2023-01-19. $50.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2023-01-19
- Form: D/A
- Accession: 0001800070-23-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $50.0M
- Investors: 20
- Date of first sale: 2016-10-31
- Security types: fund interests
- SEC file number: 021-274374

## Issuer

- Name: Neuberger Berman Principal Strategies Fund L.P.
- CIK: 0001689543
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2016
- Address: 190 South LaSalle Street, Chicago, IL, 60603
- Phone: 312-325-7700

## Officers, directors & promoters (8)

| Name | Role | Location |
| --- | --- | --- |
| n/a Neuberger Berman Investment Advisers LLC | Executive Officer | New York, NY |
| Joseph V Rotter | Executive Officer | Chicago, IL |
| n/a Neuberger Berman Principal Strategies GP LLC | Executive Officer | Chicago, IL |
| n/a Neuberger Berman Principal Strategies GP LLC | Promoter | Chicago, IL |
| Joseph V Amato | Executive Officer | New York, NY |
| Lawrence V Kohn | Executive Officer | New York, NY |
| Joseph V. Amato | Executive Officer | New York, NY |
| Joseph V. Rotter | Executive Officer | Chicago, IL |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-01-21](https://search.stillhousedata.com/formd/0000905148-26-000275) | D/A | — | $60.0M |
| [2025-01-21](https://search.stillhousedata.com/formd/0001689543-25-000001) | D/A | — | $60.0M |
| [2024-01-19](https://search.stillhousedata.com/formd/0001689543-24-000001) | D/A | — | $50.0M |
| [2022-01-19](https://search.stillhousedata.com/formd/0001056544-22-000006) | D/A | — | $50.0M |
| [2021-01-19](https://search.stillhousedata.com/formd/0001728250-21-000002) | D/A | — | $49.5M |
| [2020-01-17](https://search.stillhousedata.com/formd/0001689543-20-000001) | D/A | — | $49.3M |
| [2019-01-18](https://search.stillhousedata.com/formd/0001689543-19-000001) | D/A | — | $48.8M |
| [2018-01-18](https://search.stillhousedata.com/formd/0001689543-18-000001) | D/A | — | $47.8M |
| [2017-01-18](https://search.stillhousedata.com/formd/0001689543-17-000001) | D/A | — | $8.8M |
| [2016-11-14](https://search.stillhousedata.com/formd/0001689543-16-000001) | D | — | $7.0M |

## More

- [CIK 1689543 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1689543&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001800070-23-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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