# Barings Small Business Fund, L.P. — Form D

Barings Small Business Fund, L.P. of CHARLOTTE, NC, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2020-08-18. The offering totals $100.0M, of which $52.5M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2020-08-18
- Form: D
- Accession: 0001817350-20-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1, 3C.7
- Total offering: $100.0M
- Amount sold: $52.5M
- Remaining: $47.5M
- Investors: 19
- Date of first sale: 2020-07-31
- Security types: fund interests
- SEC file number: 021-373415

## Issuer

- Name: Barings Small Business Fund, L.P.
- CIK: 0001817350
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2020
- Address: 300 SOUTH TRYON STREET, CHARLOTTE, NC, 28202
- Phone: 704-805-7671

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Brian E Baldwin | Director | Chicago, IL |
| Brian E Baldwin | Executive Officer | Chicago, IL |
| Scott E Chappell | Director | Charlotte, NC |
| Scott E Chappell | Executive Officer | Charlotte, NC |
| LLC E Barings Small Business Fund | Executive Officer | Charlotte, NC |
| Christina E Emery | Director | Charlotte, NC |
| Christina E Emery | Executive Officer | Charlotte, NC |
| Stephen E Jarvis | Director | Charlotte, NC |
| Stephen E Jarvis | Executive Officer | Charlotte, NC |
| LLC E Barings | Promoter | Charlotte, NC |
| Ian E Fowler | Director | Chicago, IL |
| Ian E Fowler | Executive Officer | Chicago, IL |
| Eric E Lloyd | Director | Charlotte, NC |
| Eric E Lloyd | Executive Officer | Charlotte, NC |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-08-09](https://search.stillhousedata.com/formd/0001192482-21-000648) | D/A | $100.0M | $71.2M |

## More

- [CIK 1817350 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1817350&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001817350-20-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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