# Palvella Therapeutics, Inc. — Form D

Palvella Therapeutics, Inc. of WAYNE, PA, a company, filed a Form D exempt-offering notice with the SEC on 2022-12-30. The offering totals $37.7M, of which $9.7M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2022-12-30
- Form: D
- Accession: 0001878646-22-000061
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $37.7M
- Amount sold: $9.7M
- Remaining: $28.0M
- Investors: 33
- Date of first sale: 2022-12-16
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-469329

## Issuer

- Name: Palvella Therapeutics, Inc.
- CIK: 0001742961
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2015
- Address: 125 STRAFFORD AVENUE STE 360, WAYNE, PA, 19087
- Phone: 484-253-1461

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| Aditya H Asokan | Director | Wayne, PA |
| Todd H Davis | Director | Wayne, PA |
| George H Jenkins | Director | Wayne, PA |
| Wesley H Kaupinen | Director | Wayne, PA |
| Scott H Morenstein | Director | Wayne, PA |
| Tadd S Wessel | Director | Wayne, PA |
| Kathleen S Goin | Executive Officer | Wayne, PA |
| Wesley H Kaupinen | Executive Officer | Wayne, PA |
| Jeffrey S Martini | Executive Officer | Wayne, PA |
| Kathleen S McGowan | Executive Officer | Wayne, PA |
| Todd Davis | Related Person | Wayne, PA |
| Elaine Heron | Related Person | Ann Arbor, MI |
| Michael Christopher | Related Person | Wayne, PA |
| Kathleen A McGowan | Executive Officer | Wayne, PA |
| Kathleen A Goin | Executive Officer | Wayne, PA |
| John H Doux | Director | Wayne, PA |
| Cory H Freedland | Director | Wayne, PA |
| Braham A Shroot, Ph.D. | Executive Officer | Wayne, PA |
| Elaine H Heron | Director | Wayne, PA |
| George Jenkins | Related Person | Wayne, PA |
| Michael H Christopher | Director | Wayne, PA |
| Timothy H Henkel | Director | Wayne, PA |
| David H Tierney | Director | Wayne, PA |
| Timothy Henkel | Related Person | Wayne, PA |
| Wesley H. Kaupinen | Related Person | Wayne, PA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-06-03](https://search.stillhousedata.com/formd/0001742961-20-000002) | D | $45.0M | $45.0M |
| [2019-08-12](https://search.stillhousedata.com/formd/0001192482-19-000333) | D/A | $5.0M | $4.8M |
| [2019-04-12](https://search.stillhousedata.com/formd/0001742961-19-000001) | D | $4.0M | $3.4M |
| [2018-06-14](https://search.stillhousedata.com/formd/0001742961-18-000001) | D | $5.0M | $4.4M |

## More

- [CIK 1742961 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1742961&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001878646-22-000061.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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