# Private Wealth Asset Management, LLC — Form D

Private Wealth Asset Management, LLC of CEDAR RAPIDS, IA, a company, filed a Form D exempt-offering notice with the SEC on 2021-09-15. The offering totals $12.8M, of which $6.1M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2021-09-15
- Form: D
- Accession: 0001883006-21-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $12.8M
- Amount sold: $6.1M
- Remaining: $6.7M
- Investors: 10
- Date of first sale: 2021-09-03
- Security types: equity, debt
- Revenue range: Decline to Disclose
- SEC file number: 021-413415

## Issuer

- Name: Private Wealth Asset Management, LLC
- CIK: 0001883006
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2021
- Address: 411 6TH AVENUE SE, CEDAR RAPIDS, IA, 52401
- Phone: 3193086600

## Officers, directors & promoters (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Maxwell T Smith | Director | Cedar Rapids, IA |
| Timothy H Kneen | Executive Officer | Parker, CO |
| Maxwell T Smith | Executive Officer | Cedar Rapids, IA |
| Maxwell H Smith | Director | Tampa, FL |
| Maxwell H Smith | Executive Officer | Tampa, FL |
| Rodney H Kleman | Executive Officer | Midland, TX |
| Dave H Arens | Executive Officer | Urbandale, IA |
| David H Holtorf | Executive Officer | Bennington, NE |
| Brett H Halley | Executive Officer | Booneville, IA |
| Heather H Vestweber | Executive Officer | Cedar Rapids, IA |
| Julie H Wagner | Executive Officer | West Des Moines, IA |
| Melissa H Clines | Executive Officer | West Des Moines, IA |
| Jeffrey H Shipley | Director | Evergreen, CO |
| Jeffrey H Shipley | Executive Officer | Evergreen, CO |
| Jeffrey H Shipley | Promoter | Evergreen, CO |
| Bryan H Johnson | Director | Waterloo, NE |
| Bryan H Johnson | Executive Officer | Waterloo, NE |
| Timothy H Kneen | Director | Parker, CO |
| Timothy H Kneen | Promoter | Parker, CO |
| Chris H Casey | Executive Officer | Cedar Rapids, IA |
| Kim H Cappellano | Director | Des Moines, IA |
| Kim H Cappellano | Executive Officer | Des Moines, IA |
| Debra H Wilkens | Executive Officer | Austin, TX |
| Bryan H Frazier | Executive Officer | Midland, TX |
| David H Tawil | Director | San Antonio, TX |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-04-04](https://search.stillhousedata.com/formd/0001883006-23-000002) | D | $7.4M | $3.0M |
| [2023-03-17](https://search.stillhousedata.com/formd/0001883006-23-000001) | D | $6.4M | $6.4M |

## More

- [CIK 1883006 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1883006&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001883006-21-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.